Search for: "Wells Fargo Corporation"
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27 Nov 2013, 7:58 am
., and Well Fargo & Co. each hold more than half of the total banking assets in the country. [read post]
5 Jun 2009, 12:07 pm
After all, the present case is very similar -- Plaintiff writes $6.1 million in checks to a established Wall Street broker named "Carlin Equities Corporation," the thief opens up a bank account with a virtually identical name ("Won Charlie Yi dba Carlin Corporation"), cashes the checks, and steals the money. [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State Securities, Inc Global… [read post]
6 May 2014, 8:43 am
Bauer-Álvarez has successfully represented Wells Fargo Bank, N.A., the indenture trustee and successful plan proponent in In re El Comandante Management Corp.; the representation of the DIP Lender and purchaser of the assets in In re Newcomm Wireless Services, Inc., the representation of Pueblo, Inc. in the acquisition of the Pueblo Supermarkets chain in In re Nutritional Sourcing Corporation, and the representation of the Puerto Rico Tourism Development Fund… [read post]
24 Mar 2022, 8:25 am
Wells Fargo’s motion to dismiss is pending. [read post]
23 May 2019, 7:43 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Cody, Jill Concorde Investment Services, LLC Westminster Financial Securities, Inc Cody, Richard IFS Securities … [read post]
18 May 2011, 10:00 am
First Savings Mortgage Corporation approved the loan on the condition that the Wells Fargo line of credit would be paid off and closed and the lien in the public record be "released" so that no additional money could be borrowed on the Wells Fargo line of credit, and so that there would be no other loans that would take precedence over the First Savings Mortgage Corporation loan. [read post]
22 Dec 2017, 6:07 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Friday, December 15, 2017 Tags: Boards of Directors, Derivative suits, Director liability, Fiduciary duties, Loss causation, Misconduct, Oversight, Rule 10b-5, Section 10(b), Securities fraud, Securities litigation, Shareholder suits, Wells Fargo Revised FCPA Corporate Enforcement Policy Posted by Gary DiBianco, Jocelyn E. [read post]
23 Oct 2017, 8:48 am
So far, scandals at Wells Fargo and Equifax have drawn public awareness to the need for access to class actions. [read post]
13 Apr 2016, 4:58 pm
(PDF)Morgan Stanley (PDF)State Street Corporation (PDF)Wells Fargo & Company (PDF)Resolution Plans Search [read post]
7 Jun 2024, 6:44 am
Wells Fargo Investments, LLC David Ferneding Stifel, Nicolaus & Company, Incorporated Wells Fargo Clearing Services, Inc. [read post]
16 Sep 2016, 6:00 am
Wells Fargo CEO Defends Bank Culture, Lays Blame With Bad Employees by Emily Glazer and Christina Rexrode in the Wall Street Journal He later said through a spokeswoman that when the bank falls short “I feel accountable and our leadership team feels accountable—and we want all our stakeholders to know that. [read post]
9 Mar 2012, 11:34 am
Wells Fargo and Company inquired whether it was entitled to omit material (which the proponents planned to post on a website) as false and misleading: … we note that the proponent has provided Wells Fargo with the information that would be included on the website, Wells Fargo has not asserted that the content to be included on the website is false or misleading, and the proponent has represented that it intends to include this information… [read post]
14 Jan 2010, 7:42 pm
"Today, Wells Fargo Bank, N.A., in its role as trustee under the senior indenture governing the first tier and second tier tax-exempt bonds, joined in Ambac's motion. [read post]
23 Apr 2018, 12:20 pm
It just fined Wells Fargo for massively defrauding consumers, “less than a third of what Wells Fargo is expected to make from Republican tax cuts this year alone. [read post]
10 Mar 2009, 10:55 am
McClatchy.com writes: Citibank, Bank of America, HSBC Bank USA, Wells Fargo Bank and J.P. [read post]
23 Sep 2016, 5:00 am
If the SEC had promptly entered a clawback rule, he posited, Wells Fargo executives may not have had the incentive to push for cross-selling. [read post]
14 Mar 2018, 3:00 am
“What I’ve seen in these cases is there were a lot of red flags out there and the board just ignored them,” says Jorge Amador, an attorney representing shareholders in a case against Wells Fargo & Co. over phony customer accounts. [read post]
3 Jan 2011, 12:31 pm
Though the increase was small, and lending rates remain nowhere near the levels we saw in 2008, bankers from major institutions such as Wells Fargo, Bank of America, JPMorgan Chase, PNC and others are quoted as saying they expect corporate lending will continue to increase in 2011. [read post]
26 Apr 2012, 4:51 pm
During this time, he worked for Invest Financial Corporation, Harbor Financial Services, and Wells Fargo Advisors, which terminated him as their broker in 2010. [read post]
