Search for: "Wells Fargo Corporation"
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27 Dec 2017, 7:37 am
Eglow was previously registered with SunTrust Investment Services, Wells Fargo Advisors, Morgan Keegan & Company, Morgan Stanley Smith Barney, Morgan Stanley & Company, FIA Capital Group, CCC Advisors, Inc. and Drexel Burnham Lambert Incorporated. [read post]
27 Dec 2017, 6:02 am
The growing influence of activists in global capital markets has prompted financial economists to investigate the drivers of shareholder activism as well as the role of activists in shaping corporate financial strategy. [read post]
22 Dec 2017, 6:07 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Friday, December 15, 2017 Tags: Boards of Directors, Derivative suits, Director liability, Fiduciary duties, Loss causation, Misconduct, Oversight, Rule 10b-5, Section 10(b), Securities fraud, Securities litigation, Shareholder suits, Wells Fargo Revised FCPA Corporate Enforcement Policy Posted by Gary DiBianco, Jocelyn E. [read post]
17 Dec 2017, 3:28 pm
All too well understood by those in the know. [read post]
17 Dec 2017, 3:28 pm
All too well understood by those in the know. [read post]
14 Dec 2017, 5:05 pm
Their report, titled “Worst Corporate Conduct of 2017,” outlines bad behavior on the part of United Airlines, Monsanto, Wall Street’s big banks, Wells Fargo, Fox News, Equifax, Johnson and Johnson, Takata, and McKesson. [read post]
4 Dec 2017, 6:58 am
Wells Fargo Bank, N.A., 714 F. 3d 769, 778-79 (4th Cir. 2013). [read post]
16 Nov 2017, 5:36 am
(See Why Sales Quotas Ruined Wells Fargo by Matt Levine.) [read post]
7 Nov 2017, 10:51 am
This comes just weeks after Congress took the extraordinary step of undoing the Consumer Financial Protection Bureau’s rule that would have allowed defrauded and cheated individuals to file class actions against financial institutions that violate the law, like Wells Fargo and Equifax. [read post]
1 Nov 2017, 3:00 am
On the same proposal before Wells Fargo, State Street voted no. [read post]
31 Oct 2017, 9:30 pm
Wells Fargo has admitted that it opened 3.5 million fake accounts that consumers never asked for and never wanted. [read post]
26 Oct 2017, 12:38 pm
America is now just like any Third-World Banana Republic -- complete with impunity for big companies, who can do anything they want to you More from Public Justice's Paul Bland about the shameful Congressional vote to let criminal corporations bar ripped-off consumers from joining together to hold them accountable:A nice story that sets forth how arbitration clauses that ban class actions mean that consumers don’t go to arbitration (click to hear)The reporter had asked… [read post]
24 Oct 2017, 10:00 pm
The recent eDiscovery failures at Wells Fargo and at the Department of Justice show that eDiscovery mistakes and failures happen even at the largest corporations and government agencies. [read post]
23 Oct 2017, 8:48 am
So far, scandals at Wells Fargo and Equifax have drawn public awareness to the need for access to class actions. [read post]
22 Oct 2017, 9:01 pm
Similar information can be offered to corporate employees.b. [read post]
13 Oct 2017, 6:00 am
[More…] Compliance Jobs Report: Oct. 13 by Matt Kelly in Radical Compliance The Compliance Jobs Report starts with big news in the banking world: Wells Fargo has a new chief compliance officer, lured away from Barclays. [read post]
10 Oct 2017, 12:00 am
Stumpf, Wells Fargo’s Former Chairman & CEO ending in 2016, earned total compensation of $21,341,898. [read post]
3 Oct 2017, 10:00 pm
The recent eDiscovery failures at Wells Fargo and at the Department of Justice show that eDiscovery mistakes and failures happen even at the largest corporations and government agencies. [read post]
28 Sep 2017, 2:41 pm
For instance, when Senate majority leader Charles Schumer lambasted Equifax, accusing its executives of “the greatest instance of corporate malfeasance since Enron,” he sorely missed the point. [read post]
27 Sep 2017, 9:18 am
” Joining in the event as sponsors were Chain | Cohn | Stiles (presenting sponsor), Chevron, Wells Fargo, Kern County Prosecutors Association, Special Treatment Education & Prevention Services Inc., FedEx, Johnson Attorneys Group, Kern Schools Federal Credit Union, Ira and Carole Cohen of UBS Financial Services, and Davita. [read post]
