Search for: "William Dodds"
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26 May 2010, 7:02 am
Sadly, the Dodd bill just makes things worse. [read post]
8 Mar 2007, 7:56 am
Dodd, Inc. [read post]
2 Jan 2014, 4:28 pm
William Watson, “Republicans and Media Confused about Fast Track,” Cato Institute Blog, November 14, 2013: http://www.cato.org/blog/republicans-media-confused-about-fast-trackK. [read post]
2 Jan 2014, 4:28 pm
William Watson, “Republicans and Media Confused about Fast Track,” Cato Institute Blog, November 14, 2013: http://www.cato.org/blog/republicans-media-confused-about-fast-trackK. [read post]
15 Feb 2011, 8:32 am
The staff report accompanying its study on enhancing the examination of investment advisers (another study mandated by Congress through Dodd-Frank) offered three alternatives to provide the SEC with additional examiners and financing to meet the examination enhancement mandate Dodd-Frank imposed upon the SEC. [read post]
12 Mar 2012, 8:13 am
Taft & William J. [read post]
25 Jul 2017, 12:25 pm
Similarly, movement conservative suspicion of academia is at least as old as a young William F. [read post]
9 Jul 2021, 7:07 am
As Chair of the CFTC, Gensler stood up for the agency’s derivatives and swaps reforms under the Dodd-Frank Act. [read post]
15 Nov 2011, 10:00 pm
” While Fenwick & West has a required budget rule, Williams Mullen has instituted a two-hour staffing rule to eliminate the problem of “lawyer creep. [read post]
27 Jan 2023, 9:05 pm
According to Williams and Nagy, the SEC has failed to recognize the importance of ESG as fitting within its mission, despite congressional efforts to enhance corporate accountability, such as the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
2 Nov 2023, 9:01 pm
“Requiring trading platforms to be registered and overseen by regulators was central to the swaps market reform President Obama and Congress included in the Dodd-Frank Act. [read post]
19 Nov 2019, 2:23 pm
Background regarding the SEC Whistleblower Program Section 922 of the Dodd-Frank Act created the SEC’s whistleblower program. [read post]
21 Dec 2012, 9:00 am
Posted by William J. [read post]
22 May 2015, 6:27 am
In a letter submitted Wednesday to the Committee leadership, NASAA President William Beatty wrote that NASAA continues to recognize a valid basis for a federal statutory exemption, noting that state securities regulators have proposed their own model exemption at the state level after working closely with the American Bar Association, M&A practitioners, and other stakeholders. [read post]
15 Oct 2014, 5:51 pm
Justice Alito noted that no deference is due in statutory interpretation, even though statutes, like patents, sometimes contain technical terms of art that have little meaning to ordinary people (like "Tier 1 capital" in Dodd-Frank), and statutes may similarly require inquiry into factual matters (like "the original understanding of the Second Amendment" or "[w]hat did Congress intend"). [read post]
20 May 2012, 7:47 pm
According to community bank chairman William Grant, the burden of compliance with many tons of new regulations is crushing community banks. [read post]
8 Jun 2012, 7:47 am
Frank specifically praised the work being done by Massachusetts Securities Commissioner William Galvin, while Chairman Bachus praised the work that Alabama Securities Commissioner Joe Borg has been doing.Also praising Mr. [read post]
29 Mar 2019, 6:09 am
We Hope So Posted by William J. [read post]
23 Apr 2013, 1:33 pm
A number of my fellow bloggers thought that the SEC’s proposal struck the right balance, including William Carleton and Joe Wallin, and I agree with most of their points. [read post]
16 Mar 2017, 3:00 am
Whistleblowers: 9th Circuit Says Dodd-Frank Protects Internal Reporters This Perkins Coie memo reviews the 9th Circuit’s recent decision in Somers v. [read post]
