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24 Apr 2009, 1:55 am
Frank Wolf (PDF 232 KB)Reiterates his Request for Information on the Department's Policies Regarding the Transfer of Detainees to Facilities Inside the U.S. 04/23/2009
Letter to Credit Card Regulatory Agencies From Senate Banking, Housing and Urban Affairs Chairman Chris Dodd and Sen. [read post]
12 Aug 2016, 6:06 am
Posted by Denton Collins, Texas Tech University, on Tuesday, August 9, 2016 Tags: Dodd-Frank Act, Equity-based compensation, Executive Compensation, Incentives, Management, Pay for performance, Risk, Say on pay, Shareholder voting, Stock options Do Banks Have A Fiduciary Duty to Shed Their BHC Status? [read post]
22 Jan 2016, 6:13 am
Rosof, Wachtell, Lipton, Rosen & Katz, on Thursday, January 21, 2016 Tags: Acquisitions, Bank loans, Banks, Buyouts, Capital markets, Credit supply, External financing, Financing conditions,Leverage, Leveraged acquisitions, Mergers & acquisitions, Restructurings [read post]
1 Apr 2016, 6:08 am
Dudley, Federal Reserve Bank of New York, on Tuesday, March 29, 2016 Tags: Banks, Compliance & ethics, Federal Reserve, Financial Crisis, Financial institutions, Financial Regulation, Liquidity,Oversight, Risk management, Risk oversight, SIFIs, Stress tests, Systemic risk Rethinking Corporate Governance for a Bondholder Financed, Systemically Risky World Posted by Steven L. [read post]
19 Sep 2008, 3:09 am
Oh, sorry, that was Barney Frank eye-balling the interns, not the mortgage servicing reps. [read post]
1 Apr 2019, 2:47 pm
The whistleblower is said to have provided information that helped the SEC and CTFC pursue action against JPMorgan Securities and JPMorgan Chase Bank. [read post]
1 May 2012, 7:14 am
The announcement by the CFPB triggers the beginning of the consumer finance arbitration review process contemplated by Dodd-Frank. [read post]
23 Sep 2011, 3:11 pm
It appears Former Fannie Mae CEO Daniel Mudd may get a reprieve courtesy of new Dodd-Frank stopwatch. [read post]
10 Jun 2016, 3:13 am
When I served in Corp Fin in the mid-90s, I was tasked for a while with reviewing novel products created by investment banks. [read post]
21 Feb 2012, 4:40 am
H.R. 1838: "Swaps Bailout Prevention Act," which would remove "push-out" provision of Dodd-Frank so over-the-counter swaps tied to high-quality credit transactions would remain on the books of insured banks 4. [read post]
4 Jan 2017, 11:00 am
The plan takes guidance from Section 342 of the Dodd-Frank Act and other federal initiatives and regulations focused on advancing diversity and inclusion. [read post]
1 Apr 2011, 11:31 am
In fact, ironically, the only true statement above in this post is the part about car dealers being exepted from Dodd-Frank. [read post]
20 Sep 2011, 11:31 am
Under Dodd-Frank, after July 21 the FTC will have authority to enforce the FDCPA concurrently with the CFPB, with the CFPB having the additional power to write rules and investigate and resolve complaints. [read post]
5 Jun 2008, 5:17 pm
Justinian Lane at TortDeform thinks so; He also debates Ted Frank regarding an amicus brief Frank submitted in Wyeth;A major insurance company has apparently been reading 1984, as they reportedly changed the titles of Claims Reps to Counselors (Shigley);More on how medical apologies work at Overlawyered. [read post]
7 Nov 2014, 4:00 am
Carrying a duffel bag stuffed with over $500,000 and with $16 million sitting in a Moroccan bank account, Rothstein had little intention of returning to the U.S. to face the music. [read post]
18 Nov 2010, 4:33 am
As I understand it, it's the biggest annual gathering of board members from across the financial services sectors, including banks, mutual funds, hedge funds, private equity firms, insurance companies, broker-dealers, REITs and related service providers in attendance. [read post]
23 Sep 2011, 2:00 am
After performing a Dodd-Frank mandated study, the SEC concluded there should be no further exemptions given. [read post]
12 Aug 2010, 8:48 am
Additionally, the Dodd-Frank bill purports to expand federal court jurisdiction over certain foreign issuers in actions brought by the SEC or U.S. [read post]
2 Aug 2012, 4:00 am
(Dodd-Frank transferred authority for Reg O from the FTC to the CFPB. [read post]
6 Aug 2012, 3:46 pm
The Dodd-Frank Act contains several provisions establishing minimum underwriting standards for mortgages. [read post]
