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9 Apr 2010, 9:54 am
The bail decision came after claims by a lawyer for one of the defendants, a former Merrill Lynch broker, that the government failed to turn over evidence that could have aided the defense before the first trial in the case, in 2007. [read post]
9 Apr 2010, 7:50 am
The Massachusetts securities regulators charged Merrill Lynch with improperly selling unregistered auction rate securities to two cooperative banks that did not qualify as "Qualified Institutional Buyers" under SEC Rule 144A. [read post]
8 Apr 2010, 8:15 pm
For those that know Merrill, he is a real pro here locally with that stuff. [read post]
8 Apr 2010, 9:08 am
Lehman had gone kapowie on Monday… Merrill Lynch was stuffed down Ken Lewis’ throat on Sunday night? [read post]
8 Apr 2010, 6:08 am
For instance, early last year, Merrill reached a $475 million settlement with a proposed class of plaintiffs who had alleged Merrill had understated its subprime-debt exposure. [read post]
7 Apr 2010, 5:44 pm
Last week, three female financial advisors at Merrill Lynch filed a Bank of America took over Merrill Lynch in 2008. [read post]
7 Apr 2010, 1:58 pm
Guest blogger Toby Merrill is currently a 2L at HLS. [read post]
7 Apr 2010, 10:22 am
Therefore, the GC may have its duties impeded by the possibility of getting fired if the GC delivers disappointing news to the board and/or executives as to which corporate actions are appropriate. [8] For example, a snapshot of current headlines demonstrates the legal wrangling faced by the GC of Bank of America, particularly as to whether or not the GC of Bank of America was fired for advising executives to disclose information on bonuses to Merrill Lynch executives. [9] Therefore, in… [read post]
6 Apr 2010, 1:59 pm
In that light, the Merrill Scott case has limited utility. [read post]
6 Apr 2010, 7:18 am
Merrill Lynch, which was much easier for shareholders to meet than the Seventh Circuit’s standard. [read post]
6 Apr 2010, 6:30 am
For starters, New York federal judge Jed Rakoff tossed out a proposed settlement between the SEC and Bank of America over bonuses paid to executives at Merrill Lynch shortly after BofA took over Merrill. [read post]
6 Apr 2010, 5:28 am
Merrill Lynch Asset Management, Inc. applied the correct standard for determining when an investment adviser has breached the fiduciary duty owed to captive mutual fund shareholders established under Section 36(b) of the Investment Company Act of 1940 (ICA). [read post]
6 Apr 2010, 1:58 am
" Merrill Lynch Auction Rate Securities Litigation: In a March 31, 2010 ruling (here), Judge Loretta Preska granted the motion of defendants to dismiss the auction rate securities litigation that had been filed against Merrill Lynch and related entities. [read post]
5 Apr 2010, 8:46 am
The complaint alleges Merrill Lynch and Bank of America treat their female Financial Advisors like "second class citizens," and have given male colleagues of equal capabilities better professional opportunities. [read post]
3 Apr 2010, 2:36 pm
These institutions have filed suits accusing Goldman, Morgan Stanley, and Merrill Lynch of failing to disclose the true risks associated with investing in the funds. [read post]
2 Apr 2010, 2:37 pm
“I learned a lot about being a good salesman at Merrill,” said David B. [read post]
2 Apr 2010, 1:18 pm
The plaintiffs in the case were the financial services firms Barclays Capital, Merrill Lynch, and Morgan Stanley. [read post]
2 Apr 2010, 2:01 am
Thomas Merrill on SSRN. [read post]
1 Apr 2010, 1:12 pm
Investment News reports that Merrill Lynch has succeeded, for the seventh time, in getting an investors class action relating to its sales of auction rate securities dismissed. [read post]
1 Apr 2010, 9:14 am
On Tuesday, March 30, 2010 three women filed a lawsuit against Bank of America Corporation and Merrill Lynch alleging gender discrimination. [read post]
