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4 Jul 2007, 2:30 pm
.'PRI Report on Progress 2007', released today at the PRI annual event in Geneva, highlights the results of a survey carried out to mark the first anniversary of the launch of the Principles by UN Secretary-General Kofi Annan at the New York Stock Exchange in April 2006. [read post]
12 May 2008, 5:15 am
He compared the oversight board to industry self-regulatory groups such as the New York Stock Exchange or the Financial Industry Regulatory Authority, albeit with more SEC control. [read post]
14 Feb 2009, 3:54 pm
The sub-account's AU value is determined once a day when trading ends on the New York Stock Exchange. [read post]
20 Nov 2017, 2:33 pm
The plaintiffs allege that the truth was disclosed when the New York Attorney General sued the bank on June 25, 2014, causing its share price to fall by 7.4 percent the next day. [read post]
26 Apr 2019, 7:33 am
American Express is referred to as AMEX on the New York Stock Exchange. [read post]
9 Jan 2009, 12:55 am
We spoke with Hunton & Williams partner and outsourcing expert Randall Parks about legal questions raised by the scandal, including outsourcing contracting and the effectiveness of U.S. corporate governance laws on foreign companies listed on U.S. stock exchanges. [read post]
12 May 2015, 1:03 pm
A few weeks later his company was delisted from the stock exchange. [read post]
10 Feb 2021, 10:55 am
District Court for the Southern District of New York, which is home to the travel insurance company’s U.S. branch. [read post]
5 Apr 2020, 2:03 pm
The COVID 19 pandemic has produced a wealth of American heroes in the nation’s medical community, the food delivery system, the general population, and, yes, even elected officials such as New York Gov. [read post]
19 Jun 2010, 7:04 pm
” That is pretty carefully focused on things like nuclear power plants and the New York Stock Exchange, not the Internet at large . [read post]
2 Jul 2008, 5:09 pm
Share prices closed at $1.15 Monday on the New York Stock Exchange. [read post]
3 Jun 2019, 9:05 pm
Already, at least three states — Connecticut, New York, and Virginia — have restricted the use of nontransferable tickets. [read post]
15 Sep 2023, 4:19 am
Remember, no matter how bad your week’s been, at least you weren’t a nearly eighty year old white guy with a Snidely Whiplash mustache spotted at the New York Stock Exchange in a lavender suit and doo-rag! [read post]
14 Sep 2020, 7:14 am
Among his more recent employers are Salomon Smith Barney in New York, Cascade Investment Group in Colorado Springs, and Sanders Morris Harris Inc. also based in Colorado Springs. [read post]
13 Aug 2009, 5:05 pm
Last month, an FTP server maintained by EMC, RSA’s parent company, was found to be storing sensitive documents pertaining to the New York Stock Exchange’s network. [read post]
27 Aug 2010, 9:52 am
Weidner asks readers to consider a group of notorious Wall Street offenders: Merrill Lynch's Henry Blodget, Credit Suisse's Frank Quattrone, Bear Stearns's Ralph Cioffi and Matthew Tanin, Bank of America's Theodore Siphol, the New York Stock Exchange's Dick Grasso, Morgan Stanley’s Mary Meeker, and Citigroup's Jack Grubman. [read post]
1 Feb 2021, 1:47 pm
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
7 Aug 2012, 8:02 am
That case concerned a New York Times article, which asked, “Is Robert Howard really [the felon] Howard Finkelstein? [read post]
13 Sep 2011, 5:37 am
The United States District Court for the Southern District of New York dismissed the complaint, holding that measurements of goodwill and loan loss reserves are matters of judgment and opinion as there are no objective standards of value to measure these items. [read post]
19 Aug 2010, 8:51 am
The question of whether investors have any legal recourse if a board refuses to accept a resignation has received more attention in recent years, particularly as the New York Stock Exchange’s ban on broker votes in uncontested board elections has made it more likely that a director may receive majority opposition. [read post]
