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11 Aug 2008, 10:51 am
As discussed in Floyd Norris’s August 8, 2008 New York Times article entitled “Reasons Some Firms Left the U.S. [read post]
9 Aug 2008, 1:50 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
8 Aug 2008, 8:32 pm
We further find that these results are not affected by other features of the voting environment, such as confidential voting and the elimination of the New York Stock Exchange (NYSE)'s rule permitting brokers to vote shares on certain compensation plans. [read post]
7 Aug 2008, 9:30 pm
" The agreement was reached with the New York Attorney General's office and the U.S. [read post]
6 Aug 2008, 4:14 pm
Securities and Exchange Commission. [read post]
6 Aug 2008, 3:21 pm
The Nasdaq Stock Market and the New York Stock Exchange are fierce competitors, wrestling for market share and sometimes crowing about poaching a big-name stock listing from the other. [read post]
5 Aug 2008, 7:12 pm
This case is one of several arising from a general investigation into the trading practices and transactions of New York Stock Exchange (“NYSE”) specialists who trade on the NYSE trading floor. [read post]
5 Aug 2008, 4:03 am
In an important decision that puts up a significant roadblock to the criminalization of Wall Street practices (and remarkably cites more civil than criminal precedents), the Court holds in Finnerty that profiting on superior information and other instances of "financial unfairness" - even if they involve violations of New York Stock Exchange rules - do not necessarily constitute securities fraud. [read post]
31 Jul 2008, 12:21 pm
These initiatives are focused on OTCBB and Pink Sheet listed issuers not cross-listed on other more senior markets, such as the New York Stock Exchange or the Toronto Stock Exchange in Canada.Impacted most will be the Pink Sheet issuers, now potentially subjected to reporting requirements once only strictly voluntary.For more information on the proposed instrument, see BCSC's website.Thanks to summer associate Matthew Kutner for help in… [read post]
31 Jul 2008, 11:00 am
A federal appeals court dealt what was likely to be the final blow to the ill-fated prosecution of 15 New York Stock Exchange specialists Wednesday by overturning the securities fraud convictions of two of the floor supervisors. [read post]
28 Jul 2008, 3:35 pm
The private equity firm, which just announced plans to list its shares on the New York Stock Exchange, paid more than $1.2 million to Akin Gump Strauss Hauer & Feld for lobbying-related activities in the first [...] [read post]
28 Jul 2008, 12:12 pm
The combined company will re-emerge with a New York Stock Exchange listing. [read post]
27 Jul 2008, 2:55 pm
July 18, 2008) (Jacobs, Pooler, CJJ, Restani, J)The New York Stock Exchange functions, essentially, as an auction market. [read post]
24 Jul 2008, 5:41 pm
Finally, national stock exchanges (e.g., the New York Stock Exchange) have listing requirements which include rules addressing annual meetings. [read post]
21 Jul 2008, 2:41 pm
The Yale School of Management's Stock Market Confidence Index (the one-year outlook) for individual investors also hit its low point for the decade in April. [read post]
21 Jul 2008, 11:00 am
Thomson Reuters shares are listed on the New York Stock Exchange (NYSE: TRI); Toronto Stock Exchange (TSX: TRI); London Stock Exchange (LSE: TRIL); and Nasdaq (NASDAQ: TRIN). [read post]
21 Jul 2008, 10:42 am
The best means to achieve universality without becoming prescriptive would probably be for the New York Stock Exchange and Nasdaq to adopt a listing standard calling for an advisory vote. [read post]
19 Jul 2008, 8:58 am
., who had been accused of making improper trades for his firm's account on the New York Stock Exchange (NYSE) [official website]. [read post]
18 Jul 2008, 1:41 pm
David Finnerty, left, conducts trading in shares of General Electric on the floor of the New York Stock Exchange in this Jan. 17, 2001, file photo. [read post]
17 Jul 2008, 8:06 am
Philadelphia Stock Exchange Settlement Faces One More Bump in Contentious Road
The Legal Intelligencer
Just when attorneys for class members suing the Philadelphia Stock Exchange thought their hard-fought battle was over after a Delaware judge approved their allocation plan for the $99 million settlement, objector class members have appealed once again. [read post]
