Search for: "Securities Investor Protection Corporation"
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19 May 2015, 12:43 am
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of business, corporate, securities, and intellectual property law. [read post]
25 Jul 2012, 10:00 am
Can I engage in general solicitation and advertising in connection with a private offering to accredited investors? [read post]
28 Apr 2023, 6:30 am
Pritchard (University of Florida) and Robert Thompson (Georgetown University), on Tuesday, April 25, 2023 Tags: administrators, Corporate governance, Legal history, SEC enforcement, securities law, Supreme Court Flawed sale process places directors, executives and acquirers in harm’s way Posted by Andrew Ditchfield, George R. [read post]
28 Apr 2023, 6:30 am
Pritchard (University of Florida) and Robert Thompson (Georgetown University), on Tuesday, April 25, 2023 Tags: administrators, Corporate governance, Legal history, SEC enforcement, securities law, Supreme Court Flawed sale process places directors, executives and acquirers in harm’s way Posted by Andrew Ditchfield, George R. [read post]
27 Mar 2018, 1:30 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
19 Oct 2006, 1:35 am
In corporations in particular the security task belongs with IT departments, not users, he argued. [read post]
1 Jul 2022, 1:57 pm
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne P [read post]
17 Sep 2024, 11:29 am
The SEC was founded in 1934 to regulate securities markets and protect the investing public. [read post]
17 Mar 2021, 10:46 am
Given the importance of ESG issues to the modern-day investor and the SEC’s position that disclosures about these issues are material to investor decision-making,[17] it is a matter of time before we see SEC reporting requirements on ESG issues and related enforcement activity. [read post]
1 Apr 2022, 12:16 pm
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal… [read post]
8 Apr 2020, 11:48 am
Rather, the concerns surrounding Zoom relate to the ways in which Zoom protected user privacy and user data. [read post]
17 Feb 2017, 8:39 am
Sovereign bond contracts included a number of protective clauses but the focus was on security for the loan. [read post]
24 Mar 2017, 6:00 am
In addition, the SEC ALJs, indeed all ALJs, are subject to multiple for-cause removal protections. [read post]
6 May 2020, 2:00 am
In my own companies, I have implemented a policy to address financial security and am providing a benefit to my employees who are ill from the virus—something I urge other corporations to consider. [read post]
28 Sep 2007, 8:25 pm
On all other parameters, India's rankings have either remained the same or deteriorated from the previous year.One aspect that is worthy of note is India's high performance in the area of protecting investors, where India is ranked at 33 (previous ranking of 32). [read post]
27 Oct 2010, 6:00 am
The Investment Fund Law Blog By Pillsbury Winthrop Shaw Pittman Updates and insights on legal issues facing investment fund managers and investors. [read post]
25 Mar 2011, 2:57 pm
One can reasonably speculate that $500,000 of the cash reflected on line 2 of the Balance Sheet in the 2009 Form 990-PF may be a distribution to the Foundation in the Madoff Proceeding of the $500,000 maximum amount payable to a securities customer by the Securities Investor Protection Corporation. [read post]
17 Aug 2023, 9:05 pm
Coinbase Financial Markets, Inc., a cryptocurrency exchange platform, announced that it has secured approval from the National Futures Association to offer cryptocurrency futures trading to retail investors. [read post]
4 May 2010, 6:09 am
These so-called credit default swaps are basically insurance contracts that have long been available to protect holders of corporate bonds against default. [read post]
20 Jan 2009, 1:40 pm
But current turmoil has shown substantial weaknesses in the system of corporate governance and in the protections afforded shareholders and investors. [read post]
