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2 Jul 2014, 5:30 am
• In 2012, Gelacio Martinez Perez aka Gelacio Martinez, 45, of Los Angeles filed a workers compensation claim against his employer, Trader Vic’s Restaurant in downtown Los Angeles, for an alleged back injury. [read post]
1 Jul 2014, 10:01 pm
Trader Joe’s has not commented on the lawsuit. [read post]
1 Jul 2014, 9:00 am
Especially, it seems, when they involve political intelligence shared by a congressional aide with a lobbyist linked to a political intelligence firm serving Wall Street traders. [read post]
30 Jun 2014, 6:07 am
FINRA also found that from January 2007 through February 2008, the firm failed to ensure that the firm’s Head Trader, referred to as the initials “AE” carried out his delegated supervisory responsibilities relating to proprietary trading; trade reporting; clock synchronization; short sale compliance; compliance with the manning rule; mark ups and mark downs; and, compliance with inventory guidelines. [read post]
28 Jun 2014, 7:51 pm
LearnVest, for instance, a personal finance platform founded by a former Morgan Stanley trader, received $28 million in venture capital this April. [read post]
28 Jun 2014, 8:33 am
Vladimir Sokhatskiy consumed the Trader Joe’s Egg White Salad in early June 2014. [read post]
27 Jun 2014, 1:58 am
Vladimir Sokhatskiy consumed the Trader Joe’s Egg White Salad in early June 2014. [read post]
26 Jun 2014, 8:31 pm
Vladimir Sokhatskiy consumed the Trader Joe’s Egg White Salad in early June 2014. [read post]
26 Jun 2014, 8:11 pm
26 Jun 2014, 9:00 am
The day after the trader told Paradigm that he had reported these particular trades to the SEC, Paradigm removed him from his position. [read post]
25 Jun 2014, 6:53 pm
Among them are (1) whether it plays a role in exacerbating market fragility; (2) whether it may heighten the market’s systemic risk; (3) whether it enhances or harms the quality of those markets; (4) whether certain kinds of HFT may constitute an illegal form of front-running; (5) whether HFT helps foster a system of two-tiered trading markets that benefits certain traders at the expense of others due to their access to faster trading data and advantageous trade infrastructure; and… [read post]
25 Jun 2014, 9:09 am
It was widely understood within Credit Suisse that traders were to consult the corresponding ABX indices when pricing RMBS bonds and related products. [read post]
23 Jun 2014, 9:30 pm
The other commenters were corporate executives, those associated with the financial industry, such as traders, asset managers, and brokers, or legal counsel. [read post]
23 Jun 2014, 3:44 am
David Camp, Chair of the House Ways & Means Committee, and Congressional Staffer Brian Sutter, regarding whether they tipped traders about a change in health care policy in the wake of a long-running investigation. [read post]
22 Jun 2014, 5:34 am
Under common law a mark is protectable through its use, or as was stated by Justice Pitney in United Drug Co v Theodore Rectans Co: "...the right to a particular mark grows out of its use, not its mere adoption; its function is simply to designate the goods as the product of a particular trader and to protect his good will against the sale of another's product as his". [read post]
19 Jun 2014, 6:04 pm
Luke’s request to stay antitrust ruling rejected by federal judge: http://idahobusinessreview.com/2014/06/19/st-lukes-request-to-stay-antitrust-ruling-rejected-by-federal-judge/ Competition & cars: Great comment by Geoffrey Manne at Truth on the Market on NJ direct sales / Tesla bill: http://truthonthemarket.com/2014/06/19/replacing-the-economic-absurdity-of-new-jerseys-tesla-direct-sales-ban-with-a-callous-reward-for-rent-seeking/ Antitrust & FX: Foreign exchange chatrooms show… [read post]
19 Jun 2014, 9:29 am
Prosecutors are gathering evidence for a grand-jury probe into whether congressional staff helped tip Wall Street traders to a change in health-care policy, an indication the long-running... [[ This is a content summary only. [read post]
18 Jun 2014, 7:33 am
Although Della Penna represented himself to be a savvy trader who consistently garnered profits for his investors, his inability to invest successfully on behalf of his clients resulted in him losing most of the monies with which he had been entrusted. [read post]
18 Jun 2014, 5:06 am
According to the SEC’s order instituting a settled administrative proceeding, the whistleblower, who was Paradigm’s head trader, made a report of potential securities law violations to the SEC in March 2012, and continued to work for several months thereafter without incident. [read post]
17 Jun 2014, 11:19 pm
Paradigm removed him from his head trader position, tasked him with investigating the very conduct he reported to the SEC, changed his job function from head trader to a full-time compliance assistant, stripped him of his supervisory responsibilities, and “otherwise marginalized him,” the order says. [read post]
