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13 Feb 2012, 7:58 pm
"These provisions conflict with the provisions recently enacted in the Dodd-Frank Wall Street Reform and Consumer Protection Act, which require the federal agencies to consider the risk that banking firms—including those that are well capitalized under current regulatory definitions—pose to the financial system and impose enhanced supervisory requirements on those firms. [read post]
13 Feb 2012, 2:07 pm
Volcker also assured that the restrictions on proprietary trading by commercial banks legislated by the Dodd-Frank Act are not likely to have an effect on liquidity inconsistent with the public interest. [read post]
13 Feb 2012, 1:29 pm
The Volcker Rule is a part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
11 Feb 2012, 5:49 am
National Australia Bank on the competitiveness of US markets as a venue for listings by foreign issuers and trading in cross-listed stocks. [read post]
10 Feb 2012, 10:31 am
In a letter to federal financial regulators implementing the Dodd-Frank Volcker provisions, EU Commissioner for the Internal Market Michel Barnier requested that the Volcker Rule be given no extraterritorial reach and remain confined to the US. [read post]
10 Feb 2012, 9:31 am
EMIR to reconstruct derivatives marketIn the European equivalent of the Dodd-Frank Act, the European Union’s diplomats and European Parliament agreed to reconstruct the $700 trillion derivatives market. [read post]
10 Feb 2012, 2:00 am
The post details the legislation and the underlying votes. 2) The D&O Diary: Cornerstone: What the FDIC’s Failed Bank Lawsuits So Far Tell Us - This post takes a look at the FDIC’s failed bank lawsuits to date and finds, among other things, that the suits so far have involved larger institutions within the same geographic concentrations as the bank failures themselves. 3) Corporate & Securities Law Community: Top 10… [read post]
9 Feb 2012, 10:10 am
In other ways, government is identifying ways to do more with less by leveraging technology to sort through and understand massive amounts of information in just about every aspect of citizens’ lives from banking and health care to education.Financial Services Following enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act in 2010, financial regulators increased data collection and analysis to improve their understanding of the financial system. [read post]
8 Feb 2012, 8:05 am
Morgan, Goldman Sachs, Morgan Stanley, and hundreds of other securities firms, banks, and asset managers. [read post]
8 Feb 2012, 6:40 am
Section 604(e) of the Dodd-Frank Act similarly amended Section 4(j)(2) of the BHC Act to require the FRB to consider financial stability concerns when reviewing notices by bank holding companies to engage in nonbanking activities. [read post]
7 Feb 2012, 6:47 am
This is the first federal court decision to dismiss such an action, a number of which have been filed in state and federal courts across the country in the wake of the Dodd-Frank Act. [read post]
7 Feb 2012, 5:09 am
This exemption shall not be available if any of the following persons is subject to a disqualifying event as described in the regulations adopted in accordance with section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act: (A) The issuer or its management; or (B) The intermediary or any of its executive officers or directors, or persons occupying similar roles. (10) Restricted securities. [read post]
7 Feb 2012, 3:18 am
In this report issued a few weeks ago, the SEC's Inspector General provided its latest review of Dodd-Frank rulemaking's cost-benefit analysis. [read post]
6 Feb 2012, 8:46 am
Barney Frank] should understand something that needs no explaining to Frank, co-author of the Dodd-Frank Bill to regulate the banking industry: Whether marriage will be a financial win depends on a couple’s age, income, assets, debts, where they live, whether they have kids and a raft of still unresolved legal issues. [read post]
4 Feb 2012, 8:18 am
" Like a bank, it must care about its dignity and an image for stability because of its intimate relationship of trust with its 845 million members, who know their unparalleled cache of personal information is about to turn Facebook founder Mark Zuckerberg into a billionaire 24 times over. [read post]
4 Feb 2012, 7:59 am
The FDIC is committed to developing a final rule that meets the objectives of the statute while preserving the ability of banking entities to perform important underwriting and market-making functions, including the ability to effectively carry out these functions in less-liquid markets. [read post]
3 Feb 2012, 4:18 am
Here are some of the latest entries: - Dodd-Frank: Revised Whistleblower Policies - Top 10 Whistleblower Decisions of 2011 - Should/Must Corporate Minutes Be Signed? [read post]
2 Feb 2012, 11:06 am
Unless changed, the proposed regulations will serve as an impediment to a free and open market in municipal securities to the detriment of investors and issuers of municipal securities.The letter points out that the narrowness of the government obligations exemption is not mandated by Dodd-Frank and that banking and securities law definitions of political subdivision that pre-date Dodd-Frank, and that gave expansive meaning to the term political subdivision to effectively… [read post]
1 Feb 2012, 4:30 pm
A senior UK Minister is concerned that the proposed regulations implementing the Dodd-Frank Volcker Rule provisions would impact adversely impact the liquidity of global funding markets and particularly non-US sovereign debt markets. [read post]
1 Feb 2012, 4:30 pm
A senior UK Minister is concerned that the proposed regulations implementing the Dodd-Frank Volcker Rule provisions would impact adversely impact the liquidity of global funding markets and particularly non-US sovereign debt markets. [read post]
