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16 Jul 2008, 1:45 pm
FeldmanCc: Honorable Christopher Cox, Chairman, Securities & Exchange Commission John White, Director, Division of Corporation Finance, Securities & Exchange Commission [read post]
16 Jul 2008, 10:45 am
Five weeks later, two dozen stockbrokers banded together to sign the Buttonwood Agreement, which created what became the New York Stock Exchange, where short selling occurred with abandon. [read post]
14 Jul 2008, 3:30 pm
The United States District Court for the Southern District of New York recently held that a U.S. court does not have subject matter jurisdiction over a lawsuit in which 90% of the proposed class is made up of foreign investors who purchased the securities at issue on foreign exchanges. [read post]
14 Jul 2008, 11:30 am
Second, the standard of value in estate tax cases such as Jelke is fair market value as opposed to the fair value standard specified by New York’s buyout statute. [read post]
14 Jul 2008, 6:01 am
New York Stock Exchange composite trading Thursday. [read post]
7 Jul 2008, 6:14 pm
This case may have broad significance for U.S. companies and shareholders, as 61 percent of New York Stock Exchange and Nasdaq-listed firms are incorporated in Delaware, according to Bloomberg News. [read post]
7 Jul 2008, 10:39 am
Jun 25, 2008) (NO. 1, 120)Background: State sued former chairman of New York Stock Exchange (NYSE), challenging his compensation. [read post]
4 Jul 2008, 6:01 am
This Wall Street Journal editorial pats itself on the back justifiably for swimming against the mainstream media tide in opposing from the outset former New York Attorney General Eliot's Spitzer's popular but dubious litigation and propaganda campaign against former New York Stock Exchange chief executive officer, Richard Grasso. [read post]
3 Jul 2008, 5:06 pm
Fitch is now under investigation by the New York Attorney General, the Connecticut Attorney General, the Ohio Attorney General and the SEC as a result of its practices of rating billions of dollars of securities without a reasonable basis for doing so and Fimalac’s stock is trading at approximately 50% of its Class Period high. [read post]
2 Jul 2008, 5:09 pm
Share prices closed at $1.15 Monday on the New York Stock Exchange. [read post]
2 Jul 2008, 3:53 am
[JURIST] A divison of the New York State Supreme Court dismissed [decision] remaining charges against former New York Stock Exchange (NYSE) [official website] CEO Richard Grasso [BBC profile; JURIST news archive] on Tuesday. [read post]
1 Jul 2008, 2:23 pm
The New York Stock Exchange, Inc., Crossclaim Defendant-Appellant, John Reed, Crossclaim Defendant. [read post]
1 Jul 2008, 1:04 pm
The latest: A New York appeals court has tossed out a summary judgment decision that ex-New York Stock Exchange Chairman Richard Grasso must return a portion of his $187.5 million compensation package. [read post]
Connecticut Brokerage Aide Must Pay $58,825 To Settle Charges He Made Unauthorized Securities Trades
27 Jun 2008, 5:12 pm
District Court for the Southern District of New York has ordered a Connecticut man to pay $58,825 in civil penalties, prejudgment interest, and disgorgement to settle charges he engaged in a scheme to take part in unauthorized securities trades, which caused prices to rise dramatically. [read post]
27 Jun 2008, 6:35 am
Bloomberg noted: Barr, based in Montvale, New Jersey, fell 45 cents yesterday to $43.05 in New York Stock Exchange composite trading. [read post]
26 Jun 2008, 8:35 am
Grasso's lucrative compensation package as the former chairman and CEO of the New York Stock Exchange. [read post]
25 Jun 2008, 3:45 pm
"NY's top court affirms dropping 4 claims against Grasso": The Associated Press provides a report that begins, "New York's top court has affirmed dropping four claims against former chairman New York Stock Exchange Chairman Richard Grasso, dealing a major setback to the legacy of former state Attorney General Eliot Spitzer. [read post]
25 Jun 2008, 12:45 pm
Possibly because earlier today he inched closer to being able to retain at least a portion of his $187 million compensation package, granted to him by his former employer, the New York Stock Exchange. [read post]
25 Jun 2008, 10:20 am
New York is just full of oxymorons. [read post]
24 Jun 2008, 3:03 pm
"We expect to be relisted by the New York Stock Exchange shortly after we complete these filings and we look forward to being back on the Big Board where our stock has been listed for more than 99 years,” said Dan Ustian, Navistar chairman, president and CEO, in the statement. [read post]
