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20 Jan 2016, 12:28 pm
Some of these investment products that Mr. [read post]
16 Jul 2010, 1:25 pm
The original proposals, which we noted in our post of May 2009 and will, among other things, require that investors are provided with certain information at the time of account opening, clarify the duty of MFDA Members and approved persons to assess the suitability of investments in client accounts when various triggering events occur and clarify Members' supervisory requirements regarding client communications that disclose a rate of return. [read post]
25 Oct 2011, 10:35 am
HARP was intended, when originally passed in 2009, to do these very same things, but the program has far under performed. [read post]
19 Jul 2010, 7:03 am
That alleged deceit ultimately cost Oregon: The Oregon Public Employee Retirement Fund was allegedly induced to invest $200 million into home loans originated by countywide, and lost $29 million as a result of misrepresentations by Countrywide and its financial underwriters, the lawsuit says. [read post]
16 Dec 2022, 8:00 am
The review of Langer’s communications originated with a cycle examination conducted by FINRA Member Supervision. [read post]
26 Mar 2018, 8:59 am
McKinley bought promissory notes secured by deeds of trust or originated new loans, packaged them into investment pools and sold interests in the pools to investors. [read post]
9 Jan 2008, 11:00 am
A typical example is the so-called look through approach with regard to banks' fund investments. [read post]
4 Jul 2013, 3:00 pm
China limits the industries in which it accepts foreign investment or foreign business operations. [read post]
What Every InsurTech Entrepreneur Should Know About Convertible Promissory Notes and SAFE Agreements
11 Mar 2019, 2:51 pm
Hence, the Investor who originally invested $100,000, will now receive, in connection with a Qualified Funding of $2,000,000 shares of Series A Preferred Stock, 133,333 shares of Series A Preferred Stock as a result of there being a Valuation Cap or 8,333 additional shares of Series A Preferred Stock. [read post]
3 Jun 2013, 4:57 am
That money might stimulate further investment in the invention in the future. [read post]
7 May 2024, 7:35 am
Advisor Group was originally owned by insurer American International Group, Inc, which sold it to Lightyear Capital in 2016. [read post]
6 Jan 2021, 10:49 am
The customer originally requested damages greater than $5,000 and indicated that the investment product type was junk bonds. [read post]
23 Aug 2010, 5:08 am
Even if one accepts the most plain vanilla macroeconomic theory, in other words, our policy structures are set up in a way that systematically undervalues public investment -- which means, of course, that we systematically under-invest in public goods.My original idea in writing the paper, therefore, had been to describe this simple (but largely unknown) concept, to describe why the policy regime in the U.S. has never been changed to take it into account, and to suggest a… [read post]
6 Jan 2021, 10:49 am
The customer originally requested damages greater than $5,000 and indicated that the investment product type was junk bonds. [read post]
26 Oct 2009, 9:00 am
"It's going to have a dramatic effect on people looking at whether to invest in residential property or upgrade the properties. [read post]
21 Jul 2011, 1:00 pm
Originally published on June 14, 2011 in our free BigLaw newsletter. [read post]
19 Apr 2019, 9:38 am
WMC also began receiving increased numbers of requests from investment banks to buy back, or repurchase, loans. [read post]
13 Jun 2017, 10:48 am
In the complaint originally filed by plaintiffs in this lawsuit, they claimed that they were forced to work even they were not on the clock, and this was for no compensation. [read post]
24 Nov 2010, 5:44 am
To better investment for your cases, you take a help from Injury Attorney and solicitor. [read post]
1 Oct 2009, 2:49 pm
Though the original spare looked fine on the outside, it was actually more than 8 years old and had deteriorated on the inside. [read post]
