Search for: "Securities Investor Protection Corporation"
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18 Sep 2008, 6:01 pm
Maybe not officially, but believe me, there's puh-LENTY of pressure to water down proposed rules that would give more government oversight and investor protection.Sometimes they win.Regardless of whether something would protect investors or make financial institutions more accountable for what they do, how they do it and how they account for it, lobbyists and special interests are always right there to whine -- It would be too much work to implement those regulations… [read post]
25 Mar 2009, 7:27 pm
Under this program the Federal Deposit Insurance Corporation ("FDIC") will oversee the formation and operation of multiple PPIFs to purchase legacy loans from insured banks and thrifts. [read post]
18 Mar 2021, 7:27 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
29 Jul 2022, 7:00 am
This is the true story of Dodd-Frank: Restitution to victims of securities fraud, billions to the taxpayers, compensation and protections for the whistleblowers, and some accountability on Wall Street. [read post]
2 Dec 2015, 4:14 pm
Dax White is the managing partner of the White Law Group, a national securities fraud, securities arbitration and investor protection law firm with at offices in Chicago, Illinois and Vero Beach, Florida. [read post]
27 Apr 2011, 12:20 pm
Yet even the most sophisticated equity investors have failed to get what they actually need to protect their investment. [read post]
1 Dec 2011, 9:16 am
Rather than subsidizing big investors and rewarding corporate executives for destroying jobs, the federal government should be creating jobs and protecting homeowners from predatory foreclosures. [read post]
8 Jul 2024, 9:05 pm
In 2024, in a move aimed at enhancing disclosure and investor protection in SPAC transactions, the Securities and Exchange Commission (SEC) adopted new rules that made the PSLRA safe harbor unavailable to SPACs. [read post]
11 Feb 2011, 10:29 am
Some 70 years of federal securities regulations have governed corporate communications and withstood legal challenges, the brief asserts, and subjecting these laws to strict First Amendment scrutiny would eviscerate the government’s ability to enact and enforce regulations that promote market integrity, capital formation, and investor protection. [read post]
27 Jan 2008, 11:55 am
Third, given the global picture, corporate profits could stay high.All three assumptions are now coming under question. [read post]
3 Sep 2018, 4:49 pm
Two Companies Hit With GDPR-Related Securities Suits: The EU’s General Data Protection Regulation (GDPR) went into effect in late May. [read post]
30 Aug 2018, 4:49 pm
Two Companies Hit With GDPR-Related Securities Suits: The EU’s General Data Protection Regulation (GDPR) went into effect in late May. [read post]
15 Dec 2017, 9:13 am
” Companies and their corporate officers contemplating ICOs can try to mitigate post-offering exposure through D&O insurance, but private company D&O forms typically include broadly worded public offering or securities exclusions. [read post]
15 Dec 2017, 9:13 am
” Companies and their corporate officers contemplating ICOs can try to mitigate post-offering exposure through D&O insurance, but private company D&O forms typically include broadly worded public offering or securities exclusions. [read post]
5 Dec 2023, 9:05 pm
Indeed, Section 11 is basically a strict liability provision with regard to the corporate issuer. [read post]
21 Oct 2011, 7:21 am
I personally doubt the legislation will make it through Congress (at least as is) because the legislation will need various investor protections built into it which inevitably drags it back to 501-505 requirements. [read post]
17 Dec 2014, 6:36 pm
In that case the Appellate Division affirmed the trial court's dismissal of a complaint with leave to replead in an action against the defendants as alter-egos of a corporation where the corporate defendant was not made a party. [read post]
18 Aug 2011, 7:46 pm
Given the downside protection conferred to foreign investors holding put options in securities of Indian companies, the RBI seems to be raising two concerns, as this report in the Mint suggests: (i) the options are derivative contracts, which only foreign institutional investors registered with SEBI and non-resident Indians are allowed to invest in, that too when they are traded on a stock exchange; and (ii) the availability of the put option confers advantages to… [read post]
2 Jul 2024, 6:00 am
Protection of Investors One of the main objectives of the ECSPR is to ensure consumer protection. [read post]
28 Jun 2010, 2:11 am
Indeed, numerous foreign institutional investors had filed amicus briefs in the National Australia Bank case (refer for example here), arguing that "both foreign and domestic investors alike rely on American Law to ensure that corporations doing business in America are not tainted by fraud. [read post]
