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19 Jul 2008, 2:30 pm
The bills require the GSEs to register at least one class of capital stock with the SEC under Exchange Act reporting requirements. [read post]
18 Feb 2021, 9:14 am
Commentators suggest that he is “an authority on corporate law” and “one of the most active lawyers around. [read post]
13 Feb 2020, 5:10 am
Commentators suggest that he is “an authority on corporate law” and “one of the most active lawyers around. [read post]
22 Apr 2013, 5:41 pm
CHOICE ENVIRONMENTAL SERVICES, a Florida corporation, App [read post]
6 Sep 2009, 10:16 am
Does anyone expect federal courts strictly to scrutinize federal laws creating or regulating corporations or the banking sector (the special target of Country Party and, later, Jacksonian, wrath)? [read post]
23 Sep 2008, 4:56 pm
Teaching corporations this semester has been a blast. [read post]
Pennsylvania Regulator Investigates Securities America and Landenburg Thalmann Non-Traded REIT Sales
17 Apr 2014, 6:23 am
According to Ladenburg Thalmann the company is unable to determine whether and the extent that the Pennsylvania Department of Banking and Securities may seek to discipline Securities America A REIT is a corporation or trust that owns income-producing real estate properties. [read post]
18 Feb 2021, 8:24 am
The Fed is also working to integrate FedNow with the RTP Network offered by The Clearinghouse so that the two systems can effectively operate alongside one another. [read post]
17 Nov 2015, 9:28 am
Providing assistance with a family financial plan means one less worry distracts an employee from corporate objectives. [read post]
3 Jun 2010, 11:51 am
“Executive compensation is a core component of corporate governance and can either drive or drain shareholder value,” Scott Zdrazil, director of corporate governance at the labor-affiliated Amalgamated Bank, said in a press release. [read post]
19 Oct 2011, 5:30 pm
The conviction of former hedge fund manager Raj Rajaratnam has once more brought attention to the complex and secretive world of private investment banking. [read post]
14 Jul 2015, 5:31 pm
SS; and bank accounts of the Decedent held jointly with Mrs. [read post]
2 May 2009, 10:02 am
What if the firms in general start using their corporate welfare to silence more critics like Mr. [read post]
10 Jun 2016, 10:43 am
Delaware wants to sue two states, one of those states — Wisconsin — wants to sue Delaware, and twenty-one other states also want to sue Delaware. [read post]
18 Aug 2016, 6:29 am
This post is based on a forthcoming article by Professor Bank; Brian Cheffins, Professor of Corporate Law at the University of Cambridge; and Harwell Wells, Associate Professor of Law at Temple University Beasley School of Law. [read post]
3 Sep 2011, 9:12 pm
It is interesting to see an incorporation (by reference) of the SEBI corporate governance norms to the regime governing NBFCs (that includes unlisted ones as well). [read post]
24 Oct 2023, 9:50 am
But who needs authority or dignity where one speaks to matters of compliance? [read post]
2 Apr 2008, 1:13 pm
The defendant "used the name of a fictitious person to cash one of the counterfeit checks... [read post]
18 Feb 2009, 1:27 pm
This is one of the first claims filed by a "downstream" or "distributing" broker-dealer against a firm that underwrote the auction-rate securities and conducted the auctions. [read post]
6 Dec 2008, 5:52 pm
He is author of The Best Way to Rob a Bank is to Own One: How Corporate Executives and Politicians Looted the S&L Industry (University of Texas at Austin Press 2005), has written extensively on financial sector issues, and recently helped the World Bank develop an anti-corruption initiative. [read post]