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5 Nov 2019, 4:53 am
As previously advertised, this month’s financial services briefing will take place tomorrow in the form of a webinar rather than a seminar. [read post]
5 Nov 2019, 4:53 am
As previously advertised, this month’s financial services briefing will take place tomorrow in the form of a webinar rather than a seminar. [read post]
27 Feb 2019, 5:59 am
On 26 February 2019, the European Commission published for consultation the draft text of its Implementing Decision on the recognition of the legal, supervisory and enforcement arrangements of Japan for derivatives transactions supervised by the Japan Financial Services Agency as equivalent to the valuation, dispute resolution and margin requirements of Article 11 of the European Market Infrastructure Regulation. [read post]
25 Oct 2011, 1:21 pm
Check with your CPA, bookkeeping service or comptroller, to ensure that the records are fully compliant with local, state and IRS requirements. [read post]
31 Jan 2019, 7:00 am
Countrywide Pre-Paid Legal Services can help. [read post]
23 Sep 2015, 10:40 am
District Court for the District of Minnesota certified a Federal Rule of Civil Procedure 23(b)(3) class of financial services institutions claiming damages from Target Corporation’s 2013 data breach. [read post]
8 Nov 2010, 7:04 am
Spencer Bachus (R-Ala.) is expected to chair a Republican-controlled House Financial Services Committee that will ramp up oversight of the newly enacted Dodd-Frank financial reform law and serve as a… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
18 Jan 2010, 6:00 am
Peck states " the following items are indicative of financial elder abuse and should be brought to the attention of the local authorities or an expereinced elder abuse attorney immediately": F1 Senior reports being a victim of financial exploitation F2 Living Will or Living Trust with suspect as executor/trustee F3 Signatures on some documents unlike victim's F4 Victim's signature on documents that were signed/dated when victim was unable to write … [read post]
27 Feb 2014, 4:00 am
She counsels national mortgage servicers and financial institutions on compliance issues and legal risks under state and federal financial services laws and regulations. [read post]
21 Dec 2020, 8:15 am
In the position paper the regulators first discuss the growing role of sustainability-related data and services in the financial system. [read post]
13 Feb 2008, 5:36 am
On 6 February, the Financial Services Authority (FSA) published its 2008/9 Business Plan setting out its priorities for the year under these strategic headings:• promoting efficient, orderly and fair markets• helping retail customers achieve a fair deal• improving the FSA's business capability and effectiveness.Promoting efficient, orderly and fair marketsOf particular interest to insurers… [read post]
30 Jul 2020, 6:52 am
On 29 July 2020, the European Banking Authority (EBA) issued a press release reminding financial institutions that the transition period will expire on 31 December 2020, and that UK-based financial institutions will no longer be able to passport their services into the EU. [read post]
7 May 2018, 9:24 am
Financial institutions face a number of potentially crippling risks arising from cyber incidents, including financial, operational, legal, compliance, strategic, and reputational risks resulting from fraud, data loss, or disruption of service. [read post]
26 Aug 2011, 6:06 am
Certified corporate translation and financial translation services play an important role in avoiding double taxation. [read post]
31 Jan 2024, 12:10 am
The post UNDERSTANDING ARBITRATION IN FINANCIAL DISPUTES appeared first on Rayden Solicitors. [read post]
29 May 2015, 12:42 pm
Brotman Financial Group, Inc., a financial services firm in Lutherville-Timonium, announced that Eric Brotman, CFP, AEP, MSFS, the firm’s president and managing principal, has earned the Retirement Income Certified Professional professional designation from The American College in Bryn Mawr, Pa. [read post]
10 Jul 2020, 8:26 am
The final rule permits banking entities to offer financial services and engage in other activities that fall outside of the issues that the rule was intended to address, and it streamlines the covered funds portion of the rule. [read post]
1 Feb 2023, 12:22 pm
Federal enforcement of financial fraud takes many forms. [read post]
6 Jul 2020, 3:00 am
These include: Income-driven loan repayment plans Student loan forgiveness programs Deferment or forbearance during a time of financial hardship (although most private loan companies offer some sort of deferment or financial difficulty options). [read post]
10 Mar 2021, 4:53 pm
The Financial Industry Regulatory Authority (“FINRA”) has barred stockbroker Mayur T. [read post]
