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8 Jul 2016, 6:00 am by Doug Cornelius
A look at the three most significant types of Dodd-Frank-regulated financial intermediaries: banks, broker-dealers and futures commission merchants (“FCMs”) makes this clear: [More…] The average American woman now weighs as much as the average 1960s man by Christopher Ingraham in The Washington Post The average American woman weighs 166.2 pounds,according to the Centers for Disease Control and Prevention. [read post]
4 Jan 2021, 11:46 am by Ana Popovich
” He thinks that “whistleblowers need to look toward the Dodd-Frank Act and the IRS whistleblower law for protection. [read post]
26 May 2015, 5:00 am by Barbara S. Mishkin
  In July 2014, the CFPB issued a proposed rule to implement Dodd-Frank Act amendments to HMDA. [read post]
1 Jul 2011, 2:00 am by Kara OBrien
National Australia Bank regarding the extraterritorial application of the securities laws. [read post]
25 Feb 2015, 8:04 pm by Adam Levitin
  Critically, Dodd-Frank did nothing to address the root causes of this regulatory deregulation. [read post]
19 Jul 2010, 7:15 am by Larry Ribstein
The market for small-cap stocks has become less liquid as many regional investment banks that specialized in fledgling companies have shuttered. [read post]
2 May 2016, 7:15 am by John Jascob
CFTC Enforcement Director Aitan Goelman said in the benchmark manipulation cases brought by the CFTC and other authorities, a cabal of banks conspired against their customers. [read post]
22 Nov 2017, 9:32 am
Candidate)12:00–12:15 Open Discussion12:15–12:30 Closing CeremonyModerator: Weijun Ge, Professor & Vice Dean, Shanghai University of Finance and Economics School of Law Speakers: Frank Partnoy, Professor, University of San Diego School of Law Xiaoyan Song, Professor & Acting Vice Dean, Shanghai University of Finance and Economics School of Law 12:00–13:30 Lunch [read post]
16 Dec 2010, 12:17 pm by Christine Hurt
  Unlike other players, these GSEs are not only still here, they played a role in the attempt to stabilize the industry and were largely ignored by Dodd-Frank. [read post]
26 Mar 2014, 3:55 pm by MehrsaBaradaran
Bank of America’s ill-advised purchase of Merrill Lynch has been explained as a Southern outsider’s (Ken Lewis’s) desire to “play with the big boys on Wall Street. [read post]
15 Mar 2019, 5:00 am by John Jascob
In Tarbert’s view, the Dodd-Frank Title VII derivatives reforms are important and need to be completed. [read post]
12 Sep 2017, 10:49 am by Wolfgang Demino
" Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFPB is authorized to supervise banks and credit unions with more than $10 billion in assets, as well as certain nonbanks. [read post]
12 Feb 2020, 7:23 am by John Jascob
Naylor called it a "Frank Capra moment" where Clayton referenced retired veterans and teachers with "ceremony and reverence. [read post]
12 Apr 2013, 6:55 pm by Old Fox
 From Senator Hawes' collection, the spurs were then procured by Alabama Congressman Frank W. [read post]
18 Mar 2016, 6:21 am by Patricia Klusmeyer
The Dodd-Frank Act gives CFPB supervisory authority over providers of consumer financial products or services. [read post]
1 Mar 2011, 4:12 pm by James Hamilton
The letter was also sent to House Financial Services Chair Spencer Bachus and Senate Banking Committee Chair Tim Johnson.The letter noted that the Bureau combines extremely broad rulemaking authority with an unusual absence of meaningful checks on the exercise of that authority. [read post]