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24 Mar 2010, 9:53 pm
After leaving Merrill Lynch in mid-1999, he served as National Finance Chair for U.S. [read post]
24 Mar 2010, 1:50 pm
Merrill, FINRA Executive Vice President and Chief of Enforcement. [read post]
24 Mar 2010, 6:13 am
Finally, just 13% of the brokers who picked up stakes last month, or 468, were from the three wirehouses - Bank of America, Merrill Lynch, Wells Fargo Advisors and Morgan Stanley Smith Barney. [read post]
22 Mar 2010, 12:38 pm
Jaffe arrived at Morgan Stanley after a 10-year stint with Merrill Lynch. [read post]
20 Mar 2010, 4:17 pm
In 2000, the former N.F.L. running back Merril Hoge received a $1.55 million jury verdict in a lawsuit against a former Chicago Bears team physician. [read post]
19 Mar 2010, 1:07 pm
The 3-year-old litigation, brought by Barclays Capital, Merrill Lynch, Morgan Stanley and others, rests on the so-called “hot news” doctrine the Supreme Court first recognized in a 1918 case concerning the unauthorized and immediate republication of wire service reports. [read post]
19 Mar 2010, 10:29 am
A deadly accident in the Arlington area of Jacksonville, Florida apparently was caused by a driver who was earlier seen weaving through traffic, according to an article on Firstcoastnews.com. [read post]
19 Mar 2010, 7:07 am
Merrill, FINRA Executive Vice President and Chief of Enforcement. [read post]
19 Mar 2010, 7:07 am
Merrill, FINRA Executive Vice President and Chief of Enforcement. [read post]
19 Mar 2010, 3:02 am
Major financial institutions like Bear Stearns, Merrill Lynch, and Lehman Brothers imploded as a consequence of the financial dislocation. [read post]
19 Mar 2010, 2:21 am
Merrill Lynch tipped off U.S. regulators like the Securities Exchange Commission and the Federal Reserve that Lehman Brothers was playing with how it booked its capital in 2008, The Financial Times reported. [read post]
18 Mar 2010, 7:17 pm
Meanwhile, FINRA also announced today that their head of enforcement, Susan Merrill, is stepping down to return to private practice. [read post]
18 Mar 2010, 7:15 pm
Ruling in favor of Bank of America Corp’s Merrill Lynch unit, Barclays Plc and Morgan Stanley, U.S. [read post]
18 Mar 2010, 6:17 pm
Meanwhile, FINRA also announced today that their head of enforcement, Susan Merrill, is stepping down to return to private practice. [read post]
18 Mar 2010, 10:17 am
Merrill was paid $1.4 million in 2008, according to the article. [read post]
18 Mar 2010, 9:58 am
The backstory goes like this: In 2003, the SEC reached a settlement with 12 Wall Street firms, a group that includes Goldman Sachs, Morgan Stanley, and Merrill Lynch, which is now part of Bank of America. [read post]
17 Mar 2010, 5:17 pm
O’Scannlain of the 9th Circuit Court of Appeals and Former Deputy Solicitor General and current Professor of Law at Columbia University Tom Merrill talk about their unique perspective on the changes on the bench and major cases over the last decade. [read post]
17 Mar 2010, 5:02 pm
Merrill Lewis & Clark Law School welcomes Thomas W. [read post]
17 Mar 2010, 11:39 am
Douglas Preston is a Senior Vice President and Compliance Executive at Bank of America Merrill Lynch (BAML), as well as Chief Compliance Officer for Merrill Lynch Professional Clearing Corporation, the firm’s prime brokerage arm. [read post]
17 Mar 2010, 3:42 am
ABP, a Dutch pension fund, is suing Bank of America over its controversial 2008 takeover of Merrill Lynch, accusing the bank of withholding material information about the deal, Reuters reported. [read post]
