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25 Sep 2019, 10:41 pm
Corporate competitors can also be whistleblowers. [read post]
12 Mar 2009, 12:10 pm
Later, he concealed his fraud by wiring money from the U.S. to a United Kingdom corporation, Madoff Securities International Ltd., in order to create an appearance of actual securities transactions. [read post]
1 Sep 2010, 12:42 am
Corporate Debt, European Corporate Debt and European Mezzanine Lending, and U.S. [read post]
21 May 2007, 11:42 am
Lawyers at the Securities and Exchange Commission notified Stockman that he could face civil charges because of upbeat statements he made to investors two months before Collins & Aikman sought bankruptcy protection. [read post]
15 Jul 2009, 6:51 am
In the past, courts have ruled that rating companies have First Amendment protection from lawsuits by investors who rely on their ratings. [read post]
2 Feb 2023, 4:30 am
Focusing on Rule 506 of Regulation D, Commissioner Crenshaw noted several areas of concern with the ubiquitous private offering exemption and the rise of unicorns that utilize the private offering exemption, including those related to investor protection, inflated valuations, corporate governance and the impact on small businesses. [read post]
30 Mar 2017, 9:44 am
• Canadian Government promotes these for extractive sector: • International Finance Corporation Performance Standards on Social & Environmental Sustainability for extractive projects with potentially adverse social or environmental impacts; • The Voluntary Principles on Security and Human Rights for projects involving private or public security forces; and • The Global Reporting Initiative (GRI) The government will work with the GRI and stakeholders… [read post]
23 Dec 2019, 5:32 am
Corporate America is investing billions of dollars in addressing cyber vulnerabilities, fortifying current technologies and protecting consumer data. [read post]
23 Dec 2019, 5:32 am
Corporate America is investing billions of dollars in addressing cyber vulnerabilities, fortifying current technologies and protecting consumer data. [read post]
23 Mar 2023, 7:19 am
The SEC has a three-pronged mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation. [read post]
3 Aug 2012, 10:32 am
As such, while CNOOC’s bid to acquire Nexen is far from commonplace, largely based on its magnitude, acquisitions of Canadian oil assets by Chinese and SOE investors from many other countries are not novel anymore. [read post]
17 May 2023, 6:20 am
According to the UK Government’s press release on the subject, the offence is designed to capture dishonest sales practices, false accounting and hiding important information from consumers or investors[ii]. [read post]
17 Nov 2017, 6:04 am
Hall, Sophia Hudson, and Michael Kaplan, Davis Polk & Wardwell LLP, on Friday, November 10, 2017 Tags: Accredited investors, CHOICE Act, Equity offerings, FINRA, Institutional Investors, Investment advisers, IPOs, JOBS Act, SEC, Securities regulation, US House Social Media and Proxy Contests Posted by Andrew M. [read post]
14 Jun 2019, 5:20 am
It protects communications intended to be confidential between lawyer and client. [read post]
2 Feb 2023, 12:29 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
3 Feb 2012, 4:18 am
Here is an excerpt with a quote from Corp Fin Director Meredith Cross: "The purpose of taking away this simplified path to capital is to protect investors, not to punish a company," said Meredith B. [read post]
16 Oct 2018, 7:00 pm
Seventy-third session Item 74 (b) of the preliminary list* Promotion and protection of human rights: human rights questions, including alternative approaches for improving the effective enjoyment of human rights and fundamental freedoms A/73/163 Original: English Distr.: General 16 July 2018 Working Group on the issue of human rights and transnational corporations and other business enterprises Note by the Secretary-General The Secretary-General has the… [read post]
19 May 2009, 2:51 am
And they did it.What else are they doing right when not securing giants deals under the gun? [read post]
24 May 2015, 4:30 am
http://t.co/8madKvpiNf -> Pubs ordered to pay £19500 for Premier League copyright breaches http://t.co/ytXNOhmezi -> Link to Google v Garcia 9th Circuit en banc decision https://t.co/ecycj9miDd -> WIPO Magazine takes a look at copyright http://t.co/yOHBVHg1lD -> Friday’s Endnotes – 05/15/15 http://t.co/rQbmoWMhya -> Irish Data Protection Commissioner to Investigate Apps and Websites Targeting Children http://t.co/Xr26WwRTSK -> blogged: Computer and… [read post]
26 Mar 2024, 5:55 am
However, civil society, academics, and investors can work towards open source governance, monitoring, and accountability to combat information manipulation and protect democracy. [read post]
