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22 Oct 2012, 1:39 am
The more contentious set of reforms relates to additional protection that SEBI has sought to offer investors in initial public offerings (IPOs). [read post]
19 Oct 2012, 1:48 am
Troum concludes that “institutional investors with significant losses on account of securities fraud may recover more as opt-out plaintiffs than class members in securities fraud actions. [read post]
16 Oct 2012, 11:32 am
The three main considerations are: Protecting your idea and your brand; Choosing a legal structure; Filing proper taxes. [read post]
15 Oct 2012, 6:09 am
That exemption was available for funds that were limited to investors that were accredited investors and qualified eligible persons. [read post]
9 Oct 2012, 3:53 pm
Symbols, Cymbals and Systems - A Culture Shift Conversation, CFTC, September 21, 2012 In re Citigroup Inc., CFTC, No. 12-34, 9/21/12 (PDF) CFTC Orders China-based Weidong Ge and Sheenson Investments, Ltd. to Pay $1.5 Million in Monetary Sanctions for Violating Speculative Position Limits in Cotton And Soybean Futures, CFTC, September 25, 2012 CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits, CFTC,… [read post]
3 Oct 2012, 5:15 pm
Connecticut Retirement Plans and Trust Funds, concerning the proof that investors need to pursue a securities fraud claim by class-action lawsuit; and Florida v. [read post]
3 Oct 2012, 8:14 am
First lesson for security interests: time is everything. [read post]
2 Oct 2012, 1:09 am
In some countries, comprehensive legislations have addressed the demutualization issue at the fundamental company or securities law level, e.g. the Australian Corporations Law and the Philippines Securities Regulations Code. [read post]
24 Sep 2012, 1:47 am
Jay Rockefeller’s Cyber Security Letter: On September 19, 2012, John D. [read post]
21 Sep 2012, 10:26 am
Kline writes: The Securities Investor Protection Corporation (SIPC) issued a news release that “[n]early $2.5 billion in checks were mailed Wednesday (September 19, 2012) to victims in the liquidation of Bernard L. [read post]
21 Sep 2012, 6:51 am
On August 22, 2012, the SEC adopted its final rule related to conflict minerals required by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), which will require all public companies to implement complex new controls and procedural mechanisms, and in certain cases, conduct supply chain due diligence that could lead to new public disclosures. [read post]
17 Sep 2012, 1:30 am
But sometimes the stock does not do well because the company misses earnings, or worse, finds some accounting problem that must be disclosed to investors. [read post]
17 Sep 2012, 1:30 am
But sometimes the stock does not do well because the company misses earnings, or worse, finds some accounting problem that must be disclosed to investors. [read post]
12 Sep 2012, 11:19 am
The sensible conclusion was that if a hack or intrusion would be “material” to an ordinary investor, corporations need to disclose the cyber risk and discuss their actions to ameliorate or prevent it. [read post]
11 Sep 2012, 6:37 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
11 Sep 2012, 1:36 am
For instance, Regulation S-K and Form 20-F of the Securities Act of 1933 require public companies to disclose “risk factors” that would be relevant to a prospective investor. [read post]
10 Sep 2012, 5:37 pm
" A quick search on Florida’s Division of Corporations website yielded a “Fun Club USA Inc. [read post]
9 Sep 2012, 5:22 am
Among the other things, the GCR highlights that “owners of land, corporate shares, or intellectual property are unwilling to invest in the improvement and upkeep of their property if their rights as owners are not protected. [read post]
7 Sep 2012, 12:15 pm
A secured creditor applied for enforcement measures in real property situated in Germany against a debtor who had been declared bankrupt in England. [read post]
7 Sep 2012, 11:01 am
Investors have noticed. [read post]
