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22 Feb 2016, 6:00 am by Alan S. Kaplinsky
The policy is part of “Project Catalyst,” the CFPB’s initiative launched in November 2012 for facilitating innovation in consumer-friendly financial products and services. [read post]
27 Dec 2009, 11:06 am by Tracy Coenen
A difficult financial situation is one obvious motive for arson. [read post]
15 Dec 2010, 5:00 am by J Robert Brown Jr.
  The Report (Wall Street Pay, Size, Structure and Significance for Shareowners,  Paul Hodgson, Senior Research Associate, with Greg Ruel, Advisory Services Manager, and Michelle Lamb, Research Associate, The Corporate Library, Nov. 2010), examined compensation of a number of large financial firms both before and after the financial crisis. [read post]
10 Dec 2009, 4:11 am by Ed Sim
  In the meeting, he wanted me to narrow in and focus on his financial model. [read post]
20 May 2009, 2:48 am
New York - Financial Times v Blackstone Group (online subscription services) and Apis-Hristovich Eood v Lakorda Ad (database right)Farrer & Co LLP"This update looks at the recent filing of a claim by the Financial Times in the New York courts against The Blackstone Group, for alleged sharing of logins and passwords amongst employees to access paid-for online content on FT.com. [read post]
26 Aug 2011, 11:49 am
These tough economic times have placed many local residents in difficult financial situations. [read post]
16 May 2016, 2:50 am
On May 18, 2016, I received an email from the "Americans for Financial Reform," ("AFR") concerning that day's House Financial Services Subcommittee on Financial Institutions and Consumer Credit hearing involving the Consumer Financial Protection Bureau ("CFPB"): "Examining the CFPB's Proposed Rulemaking on Arbitration: Is it in the Public Interest and for the Protection of Consumers? [read post]
4 Jul 2011, 1:38 am by sally
They should intervene earlier in potential disputes, the chief ombudsman of the Financial Ombudsman Service (FOS) has said. [read post]
31 May 2012, 2:43 pm by Advance Legal Jobs
This week in Atlanta legal jobs: following the holiday weekend, there were several new job openings for attorneys in the Atlanta area. [read post]
22 Aug 2011, 2:44 am by Hedge Fund Lawyer
Moss Adams Event on September 26, 2011 On September 26, 2011 Bart Mallon, co-managing partner of Cole-Frieman & Mallon LLP, is scheduled to speak on a panel with respect to recent regulatory issues affecting asset managers. [read post]
4 Jun 2015, 6:49 am by Docket Navigator
"Patent Owner [argues] that the Petition does not cite to 'any single word in any single claim' that is directed to a financial product of service; none of the prior art cited by Petitioner is directed to a financial product or service; and Petitioner does not cite any examples of actual financial products that employ the method of the claims. . . . [read post]
15 Jul 2024, 1:54 pm by JURIST Staff
The key challenges faced by the Afghan financial sector in complying with the Taliban’s new laws on foreign exchange dealers (FXDs) and money services providers (MSPs) include: Compliance Costs: The Taliban’s new regulations on Foreign Exchange Dealers (FXDs) and Money Service Providers (MSPs) in Afghanistan will undoubtedly place a significant financial burden on these entities, particularly the smaller players in the market. [read post]
22 Jun 2009, 9:23 am
Schapiro stated, is faulty in that "when investors receive similar services from similar financial service providers, they should be subject to the same standard of conduct. [read post]
Investors Allege Unsuitability and Misrepresentations Our UBS Yield Enhancement Strategy (UBS YES) investment loss attorneys are speaking with customers of UBS Financial Services broker William Word Huthnance in Houston, Texas. [read post]
22 Sep 2020, 12:15 pm by Shepherd Smith Edwards & Kantas, LLP
FINRA Suspends Waco, Texas Broker For 18 Months Two investors have filed Financial Industry Regulatory Authority (FINRA) arbitration complaints against Michael Allen Kamperman, who was most recently a former HD Vest Investment Services registered representative. [read post]
House Financial Services Committee Chairman Barney Frank has suggested that the Democratic House conferees be himself and Representatives Gutierrez, Kanjorski, Maloney, Meeks, Moore (KS), Waters and Watt. [read post]