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9 Mar 2015, 3:27 am
Morgan Stanley & Co International Plc v Tael One Partners Ltd, heard 17 November 2014. [read post]
8 Jan 2021, 4:33 am
He then joined Morgan Stanley located in New York, New York from June 2009 until March 2016. [read post]
23 Jul 2008, 12:26 pm
The chief legal officer for New York-based Morgan Stanley debuted on Corporate Counsel's annual survey of general counsel compensation with a whopping $6.3 million bonus. [read post]
22 Jan 2010, 11:52 pm
Morgan Stanley even walked away from at least one of the office buildings that it over-bought a couple of years back. [read post]
1 Sep 2011, 11:58 am
Similarly, in February of this year, John Edward Mullins, a former stockbroker with Morgan Stanley was found to have converted and misused the funds of a charitable foundation. [read post]
7 Aug 2023, 11:16 am
The Growing Concerns of AI Recently, on August 3rd, 2023, The Massachusetts Secretary of the Commonwealth sent several detailed letters to firms including JPMorgan and Morgan Stanley to learn how they are using AI with investors. [read post]
15 Nov 2021, 10:39 am
., In the Matter of Morgan Stanley Smith Barney LLC, Investment Advisers Act Rel. [read post]
15 May 2007, 6:12 am
The Second Circuit noted that SEC had investigated and sanctioned Morgan Stanley “for accepting impermissible payments from the defendants here in exchange for aggressively pushing Eaton Vance funds over other comparable investment options” while “fail[ing] to disclose adequately certain material facts to its customers ... [read post]
10 Jan 2020, 9:41 am
Morgan Stanley — mortgage fraud. [read post]
20 Aug 2012, 1:57 am
The rating agencies and Morgan Stanley separately moved for summary judgment on the plaintiffs’ fraud claims. [read post]
25 Oct 2023, 12:49 pm
Ramon Perez Morgan Stanley UBS Financial Services Inc. [read post]
28 Dec 2010, 10:41 am
Leading the pack in sales of structured notes was Morgan Stanley at $10.1 billion, followed by Bank of America Corp., which issued $7.9 billion. [read post]
15 Jan 2015, 4:26 am
Morgan Stanley can be found here. [read post]
15 Nov 2021, 10:39 am
., In the Matter of Morgan Stanley Smith Barney LLC, Investment Advisers Act Rel. [read post]
8 Jan 2021, 4:33 am
He then joined Morgan Stanley located in New York, New York from June 2009 until March 2016. [read post]
23 Aug 2010, 2:10 am
Morgan Stanley Subprime Mortgage-Related Lawsuit Dismissed: On August 17, 2010, Southern District of New York Judge Laura Taylor Swain granted the defendants’ motion to dismiss a securities class action lawsuit filed on behalf of purchasers of mortgage pass-through certificates sold by 31 Morgan Stanley trusts. [read post]
17 May 2016, 5:51 am
” I would take that to mean that Morgan Stanley is out. [read post]
21 Sep 2016, 7:36 pm
The court found that this was enough and the details of the other bidders were superfluous Finally, Plaintiffs asserted that information concerning Morgan Stanley & Co. [read post]
3 Oct 2018, 3:00 am
Axios’ Felix Salmon commemorated that milestone by tweeting a copy of what may be the most chilling email ever sent – a message in which one NY Fed official told another that Morgan Stanley had informed Tim Geithner late on Friday, Sept. 20, 2008 that it would be unable to open on the following Monday, and indicating that if Morgan Stanley didn’t open, Goldman Sachs was “toast. [read post]
5 Dec 2008, 11:06 pm
Rowey, who represented Morgan Stanley on its winning Chicago bid, believes P3s are going to become more popular, particularly in light of the pledge by President-elect Barack Obama, a Chicago native, to rebuild the nation's infrastructure as part of an economic stimulus plan. [read post]
