Search for: "National Securities Clearing Corporation"
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18 Jan 2011, 1:32 pm
This is made more troubling by the fact that the law governing electronic surveillance is not clear. [read post]
16 Jan 2011, 4:40 pm
But it was always clear to me from the way the prosecutor described the case that he or she had read nothing more than the headnotes. [read post]
16 Jan 2011, 2:50 pm
The evidence is pretty clear that it is not. [read post]
13 Jan 2011, 11:45 pm
Paul Kelley's name in any Securities and Exchange Commission filings. [read post]
12 Jan 2011, 11:15 am
He concentrates his practice in the areas of corporate, securities, and health law, and frequently writes and speaks on topics such as corporate compliance, governance and business and nonprofit law and ethics.) [read post]
9 Jan 2011, 7:06 am
Bank National Association (U.S.Bank), as trustee for the Structured Asset Securities Corporation Mortgage Pass-Through Certificates, Series 2006-Z; and Wells Fargo Bank, N.A. [read post]
David Skeel’s Excellent Book, and Comparing Discretion in the Financial Crisis and National Security
7 Jan 2011, 8:29 pm
In the briefest terms, the actors in the national security crisis are fundamentally enemies, to whom we want to do damage. [read post]
5 Jan 2011, 6:59 am
A certain amount of transparency is essential for good corporate governance. [read post]
5 Jan 2011, 1:17 am
The Changing Mix of Corporate and Securities Lawsuits: As insurance information firm Advisen has well documented, the mix of corporate and securities lawsuits has been evolving over the past several years. [read post]
31 Dec 2010, 11:50 am
Introduction This is the sixth year that we are providing an annual review of key Delaware corporate and commercial decisions. [read post]
31 Dec 2010, 6:00 am
BATC signed an MOU with the local chapter of the National Association of the Remodeling Industry (NARI) and The Green Institute (TGI) to facilitate the operations of the two certification programs. [read post]
30 Dec 2010, 6:00 am
In applying the Code, the FSA also encourages firms to have regard to applicable good practice on remuneration and corporate governance such as guidelines produced by the National Association of Pension Funds (see Annex 2, Section D below). [read post]
27 Dec 2010, 8:12 pm
16: Award coverage threshold updated 15: ASIC’S monitoring of financial services providers 14: CAMAC Information Paper on Executive Remuneration 12: Fair go: unfair contracts 11: ASIC takes over market supervision 08: AUSTRAC orders external AML/CTF audit 06: ASIC relief applications August- November 2009 05: Super System Review Report released 05: Australian Information Commissioner: Privacy and Freedom of Information (1) 05: Credit risk and personal property… [read post]
27 Dec 2010, 9:24 am
This act governs corporate reporting (companies with $10 million in assets or 500 shareholders), proxy materials, tender offers (acquiring 5 percent or more of a company’s securities), insider trading, and registration of exchanges, brokers, dealers, transfer agents, and clearing agencies. [read post]
27 Dec 2010, 5:00 am
The Securities and Exchange Commission is operating under budget constraints and put the whistleblower office on hold until funding clears up. [read post]
23 Dec 2010, 8:27 am
On November 10, a unanimous three-judge panel of the Ninth Circuit reversed the conviction of a Silicon Valley corporate financial officer, ruling that “no reasonable juror” could find him guilty of securities fraud beyond a reasonable doubt. [read post]
21 Dec 2010, 6:51 am
Because a struggling city theoretically can raise taxes or slash programs, it often isn’t clear if even the most bedraggled city needs to be in bankruptcy. [read post]
21 Dec 2010, 4:32 am
And as people spend less, corporations and small businesses make less money, which leads to higher unemployment as they layoff workers or higher fewer workers. [read post]
20 Dec 2010, 2:05 am
(IP tango) Canada CMEC on ‘making multiple copies for class use’ (Excess Copyright) Clearing up the copyright confusion: Fair dealing and Bill C-32 (Michael Geist) C-32 Legislative Committee discussion marked by copyright confusion (Michael Geist) (IP Osgoode) Jim Henshaw asks questions about copying levies (Michael Geist) More schools backing away from Access Copyright (Michael Geist) China China – from national growth to international expansion (IP Think Tank)… [read post]
17 Dec 2010, 8:46 am
It’s coming up on two years since I started writing my blog, Mandelman Matters, and since those oh-so-humble beginnings back in late December of 2008, I’ve written and posted 375 in-depth articles focused on the political, economic, social and legal aspects of the financial and resulting foreclosure crises. [read post]
