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13 Jun 2008, 10:10 am
The annual Legal Industry Research Study, sponsored by global business-advisory firm FTI Consulting, identifies the top five corporate law firms in 25 major metropolitan areas, according to directors serving on boards of publicly traded companies listed with the NASDAQ Stock Market, New York Stock Exchange, or American Stock Exchange. [read post]
13 Jun 2008, 3:43 am
(“EADS” or the “Company”) on the Frankfurt (Frankfurt: EAD.F), Madrid (Mercado Continuo: EAD.MC) and/or Paris (Paris: EAD.PA) stock exchanges between January 17, 2005 and June 13, 2006, inclusive. [read post]
10 Jun 2008, 3:15 am
In the most recent example of this, Judge Thomas Griesa of the United States District Court for the Southern District of New York, in a June 3, 2008 opinion (here), granted the defendants’ motion to dismiss the claims of “f-cubed” claimants against AstraZeneca and certain of its directors and offices. [read post]
6 Jun 2008, 4:15 pm
Just look at NYSE Euronext, the company that runs the New York Stock Exchange. [read post]
6 Jun 2008, 12:18 am
In May, the Security and Exchange Commission charged him and three other employees of secretly backdating stock options for over five years. [read post]
5 Jun 2008, 12:09 pm
GSK stock dropped more than $4 a share (almost 8%) on the news, id. [read post]
3 Jun 2008, 5:06 am
Grasso flamed out as the chairman of the New York Stock Exchange, his legal adversary and stock exchange directors have fallen even more spectacularly. [read post]
2 Jun 2008, 4:32 am
New York Attorney General Andrew Cuomo will get his last chance Tuesday to have four key charges reinstated to the blockbuster lawsuit against former New York Stock Exchange chieftain Richard Grasso. [read post]
30 May 2008, 4:25 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
30 May 2008, 1:39 pm
Yesterday, Pfizer fell 3 cents to $19.30 in New York Stock Exchange composite trading. [read post]
23 May 2008, 1:03 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
19 May 2008, 7:51 am
The New York Stock Exchange (NYSE) has proposed to bar companies from counting "broker votes"--those shares where clients haven't given voting instructions--in all board elections. [read post]
18 May 2008, 6:19 pm
In particular, it examines a recent decision from a New York bankruptcy court that rejected the Section 546(e) defense in a situation involving an LBO of a private, rather than publicly traded, target company. [read post]
18 May 2008, 1:21 pm
A prime example is China Life, a leading Chinese insurance company that debuted on the New York stock exchange with a substantial public offering in 2003. [read post]
15 May 2008, 7:38 am
As you may be aware, in July 2007, the NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange were consolidated into the Financial Industry Regulatory Authority (FINRA). [read post]
13 May 2008, 10:06 pm
Certain shareholders also have agreed to deposit into escrow securities of Clear Channel that these parties have agreed to exchange for Class A common stock of CC Media Holdings. [read post]
12 May 2008, 5:15 am
He compared the oversight board to industry self-regulatory groups such as the New York Stock Exchange or the Financial Industry Regulatory Authority, albeit with more SEC control. [read post]
10 May 2008, 7:00 am
Notably, stock brokers (Series 7 licensees, registered representatives, supervised by broker dealers) are required to adhere to FINRA (formerly NASD) rule 2310 regarding Suitability and the NYSE (New York Stock Exchange) rule 405 regarding "Know (and update) your Customer" as they relate to securities recommendations in contrast to the customer's cash flow needs, time horizon, age, tax bracket, tolerance for risk (fluctuation to… [read post]
9 May 2008, 8:09 am
The new code was developed by the Budapest Stock Exchange (BSE), and is voluntary, meaning Hungarian public firm [read post]
9 May 2008, 8:02 am
District Court for the Southern District of New York. [read post]
