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25 Sep 2024, 9:01 pm
On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) issued a final rule to add “investment adviser” to the definition of “financial institution” under the regulations implementing the Bank Secrecy Act (BSA). [read post]
21 Jul 2009, 7:09 am
It wastes resources, makes mistakes and misallocates capital. [read post]
31 Oct 2016, 9:00 pm
” In this derivative action, a stockholder of Capital One Financial Corporation asserts that its directors breached their fiduciary duty of loyalty and unjustly enriched themselves by consciously disregarding their responsibility to oversee Capital One’s compliance with the Bank Secrecy Act and other anti-money laundering laws. [read post]
1 Dec 2011, 4:05 pm
In testimony today before the Senate Banking Committee, NASAA President Jack Herstein expressed NASAA's firm belief that the states should be the primary regulator of small business capital formation, including offerings of crowdfunded securities. [read post]
28 Aug 2014, 7:46 am
Blackbook employs approximately 35 registered persons and engages in securities transactions for retail customers and investment banking transactions. [read post]
27 Nov 2017, 2:32 pm
The Prudential Regulation Authority will also make capital requirements more proportionate for eligible smaller banks, aimed at assisting them to compete more effectively in the market. [read post]
8 Nov 2019, 7:17 am
The objective of the stress test is to provide EU supervisors, banks and other market participants with a common analytical framework to consistently compare and assess the resilience of EU banks and the EU banking system to shocks, and to challenge the capital position of EU banks. [read post]
7 Jun 2021, 12:25 pm
Increased access to capital encourages new investments, boosts economic growth, and provides employment opportunities. [read post]
7 Apr 2010, 10:49 am
Whatever you may think about the future role of Fannie and Freddie, they have provided a vital backstop to the moribund private capital markets in the current crisis.Total bank deposits in the US, according to the FDIC, are at about $7 trillion, so what are banks doing with their deposits? [read post]
9 Sep 2016, 6:02 am
Venture Capital 2.0 Posted by Joseph A. [read post]
2 Jun 2011, 7:43 am
She added that lenders needed to be very firm on lending and capital standards. [read post]
13 Mar 2018, 5:06 am
This mechanism is used by companies to obtain liquidity and have access to credit, so-called factoring and collateralisation respectively, and by companies (most often banks) to optimise the use of their capital, also called securitisation. [read post]
15 May 2020, 5:01 am
African Development Bank The African Development Bank, with a reported capital of $208 billion, is the leading multilateral development finance institution in Africa. [read post]
26 Sep 2010, 8:56 am
Trilantic Capital Partners IV, L.P., C.A. [read post]
10 Oct 2011, 5:48 am
This is not capitalism. . . . [read post]
22 Mar 2011, 7:09 pm
Bankers should capitalize on the opportunity. [read post]
8 Feb 2012, 9:24 am
They are great for the banks. [read post]
16 Jan 2011, 9:29 pm
That first proposal was objected to by the Chairman of the House Ways and Means Committee, Bill Thomas and by certain banking groups namely the California Bankers Association, the Florida Bankers Association, and the Conference of State Bank Supervisors on the basis that such a move would result in massive capital flight from US banks. [read post]
2 Feb 2010, 10:58 am
If legislation requires banks to sell their higher-risk operations, this should be done over an appropriately long period in order to avoid losses from a fire sale.Alternatively, the OECD favors separation through the erection of firewall structures under which commercial and investment banking activities are separately managed and capitalized, avoiding the issue of fire sales. [read post]
25 Feb 2009, 4:01 pm
Treasury today issued the terms for its new Capital Assistance Program (CAP) for handing out TARP funds. [read post]
