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31 Oct 2023, 3:30 am
– The Security Statement was materially misleading because it touted the Company’s supposedly strong cybersecurity practices. [read post]
13 Oct 2017, 9:44 am
After securing the policy, Harrison sold it to another individual, who subsequently sold it to EPM. [read post]
16 May 2017, 5:24 pm
Many of the top securities litigation defense lawyers also know and understand this point, but others do not. [read post]
13 Oct 2010, 3:14 pm
The Commission also noted that under US federal securities law the auditors of listed companies are prohibited from providing a number of non-audit services to their clients. [read post]
26 Jun 2017, 9:21 am
Supreme Court’s 1974 decision in American Pipe & Construction Company v. [read post]
9 Oct 2018, 12:00 am
Rosen’s subsidiary company, Rosen Millennium, Inc. [read post]
9 Oct 2018, 12:00 am
Rosen’s subsidiary company, Rosen Millennium, Inc. [read post]
9 Sep 2009, 10:17 pm
Janvey, a former Assistant Director of Securities for the United States Comptoller of the Currency, has served as a court-appointed equity receiver for the Securities and Exchange Commission on previous occasions. [read post]
20 Dec 2020, 7:24 pm
Nor is the fact that the relevant information was distributed worldwide by the defendant company. [read post]
20 Mar 2015, 3:11 pm
The defendant was arrested late Friday, March 13, 2015, and will make his initial appearance before U.S. [read post]
27 Jul 2023, 4:26 am
When renting an apartment, tenants expect a safe and secure living environment. [read post]
22 Jun 2020, 1:15 pm
(“Groupon” or the “Company”) (NASDAQ: GRPN) investors who purchased securities between November 4, 2019 and February 18, 2020, inclusive (the “Class Period”). [read post]
6 Dec 2011, 3:27 am
Securities suits involving these defunct companies have settled for much smaller amounts that those involving solvent companies. [read post]
2 Feb 2011, 10:11 am
After settlements with iMergent and its officers and directors, Grant Thornton was the sole defendant left in the litigation. [read post]
8 Apr 2014, 12:07 pm
That miss caused the defendant’s wife to work more than usual as the company scrambled to close its books and prepare for a potential pre-release of its quarterly revenues. [read post]
18 Feb 2009, 1:32 am
The defendants expressly cited the prior dismissal of the securities action concerning NovaStar stock (about which, more below). [read post]
5 Apr 2011, 8:29 am
She later filed a separate lawsuit against Progressive Security Insurance Company and Broubar, Inc. [read post]
27 May 2015, 9:28 am
The National Security Division will continue to relentlessly identify, pursue and prosecute offenders wherever the evidence leads. [read post]
16 Nov 2021, 2:13 pm
The plaintiff’s complaint alleged that the defendant directors violated their duties to the company and shareholders by falling short of stated objectives on diversity and inclusion and by falling to include a single African American either on the board or among the company’s senior officers. [read post]
23 Aug 2012, 7:09 pm
More Blog Posts: Raymond James Settles Auction-Rate Securities Case with Indiana Securities Division for $31M, Stockbroker Fraud Blog, August 27, 2011 The 11th Circuit Revives SEC Fraud Lawsuit Against Morgan Keegan Over Auction-Rate Securities, Institutional Investor Securities Blog, May 8, 2012 Securities Fraud Lawsuit Against UBS Securities LLC by Detroit Pension Funds Won’t Be Remanded to State Court, Says District Court,… [read post]
