Search for: "DIVISION OF RISK MANAGEMENT" Results 3061 - 3080 of 5,187
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10 Jun 2019, 11:58 am by Vishnu Kannan
In addition, the ED will initiate and manage key relationships, support faculty priorit [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
They understood that, when advisers manage someone else’s money, there may be additional opportunities for conflicts of interest between those advisers and clients. [read post]
9 Jun 2017, 5:05 am by Doug Cornelius
Avakian was named Acting Director of the SEC’s Division of Enforcement in December 2016 after serving as Deputy Director of the Division since June 2014. [read post]
3 Feb 2012, 2:41 am by SHG
The Appellate Division’s decision 6 months later: “Defendant insists that the finding of substantial risk of death was unsupported by the  evidence because the doctor didn’t use that exact phrase. [read post]
17 Mar 2023, 11:34 am by The White Law Group
Lincoln Financial Securities Corporation in Fort Wayne has $4.9 billion under management and employs 427 nationally. [read post]
30 Apr 2014, 7:00 am by Lauren Koster Beaver
Plaintiff/obligor was a portfolio manager at several hedge funds before the downturn in the economy. [read post]
4 Mar 2022, 7:00 am by gabrielagendreau
Managing Attorney – Employment and Labor. [read post]
28 Apr 2019, 12:48 pm
Yet our mostly tolerant society, built upon trust in our leaders, seems focused on petty personal attacks that risk throwing out that most valuable commodity in any [read post]
8 Sep 2011, 3:35 pm by Kim Zetter
Company information wasn’t the only data at risk of interception. [read post]
17 Nov 2009, 4:32 am by Broc Romanek
In fact, at a recent PLI conference, Meredith Cross, Director of the Division of Corporation Finance, said that she has asked the staff to review the Division's current Regulation G interpretations and guidance to see whether any adjustments are needed because she does not want companies to feel constrained from using non-GAAP numbers that they think accurately tell their story [read post]
6 Mar 2014, 2:26 pm by Holland & Hart
Zang, was a portfolio manager for a different division of the company that advised Fidelity mutual funds. [read post]
10 Jun 2012, 10:56 am by Sean Wajert
Rather, it is the physician's overall knowledge regarding the nature, use, risks, and safety of defendants' pelvic mesh products and the conditions that patients may experience as a result of their use. [read post]
27 Jun 2017, 4:00 am by Robert McKay
With their varied resources, they can measurably support customers in back and front office functions, with focuses on research, business efficiency, analysis, productivity and cost reduction, time management, billing, risk assessment and management, client relationships, etcetera. [read post]
26 Apr 2022, 11:14 am by IncNow
  It encourages risk-taking on the part of managers who may operate freely, without concerns of personal recourse liability. [read post]
Adequate internal controls means having appropriate personnel in charge of the management and oversight of a company’s compliance program. [read post]
23 Sep 2008, 2:56 pm
So far I have referred to factors in the external environment that pose risks to the functioning of the intellectual property system as it stands today. [read post]