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1 Mar 2010, 5:27 am by Broc Romanek
Here's the changes: - Withdrawn Question 119.04 - Withdrawn Question 119.05 - Withdrawn Question 119.11 - Withdrawn Question 119.12 - Withdrawn Question 119.15 - Revised Question 119.16 - New Question 119.24 - Withdrawn Question 120.05 - Revised Interpretation 220.01 Understanding Investor Perception Studies In this podcast, David Calusdian of Sharon Merrill Associates explains the importance of investor perception studies, including: - In a nutshell, what… [read post]
1 Mar 2010, 3:08 am by admin
(BAC) over the bank’s allegedly deficient proxies statements for shareholder approval of its acquisition of Merrill Lynch & Co. in late 2008… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
26 Feb 2010, 7:35 am by By DEALBOOK
Bank of America Merrill Lynch said on Friday that it had hired a veteran Lehman Brothers energy banker as the new head of its Houston investment banking office. [read post]
26 Feb 2010, 5:00 am by Doug Cornelius
Rakoff said the fine was “paltry” when considering the Merrill merger “could have been a bank-destroying disaster if the U.S. taxpayer had not saved the day. [read post]
26 Feb 2010, 1:58 am by Kevin LaCroix
  The short list of subprime-related lawsuit settlements is dominated by the massive Merrill Lynch related settlements, in which Merrill settled the subprime-related securities lawsuit for $475 million (refer here), its related bond action for $150 million (here), and the subprime-related ERISA class action for $75 million (here). [read post]
25 Feb 2010, 9:56 am by Werner R. Kranenburg
This year’s case studies examine the Bank of America takeover of Merrill Lynch and the German Model Case Act (KapMuG) in general and the Hypo Real Estate Holding AG case in particular. [read post]
24 Feb 2010, 7:57 am by axd10
(OhioLINK) Austin Sarat, Lawrence Douglas, Martha Merrill Umphrey, eds. [read post]
24 Feb 2010, 5:06 am by Broc Romanek
In particular, the judge said the SEC had substantial evidence to support the bank's claim that the dismissal of its general counsel, Timothy Mayopoulos, "was unrelated to the nondisclosures or to his increasing knowledge of Merrill's losses. [read post]
24 Feb 2010, 4:55 am by Jay Eng
On February 22, 2010, Judge Rakoff entered an Order approving the Bank of America’s settlement with the Securities and Exchange Commission over the Meriil merger. [read post]
23 Feb 2010, 5:07 pm by ToddHenderson
Judge Jed Rakoff just approved a settlement between the SEC and Bank of America in a dispute about the disclosures made to shareholders during Bank of America’s acquisition of Merrill Lynch. [read post]
23 Feb 2010, 7:21 am by Joy Doss
Severio admitted to the court that he had convinced 31 long-term clients of Merrill Lynch to withdraw their money from their Merrill Lynch accounts and invest their money in other opportunities outside of Merrill Lynch. [read post]
23 Feb 2010, 7:21 am
Severio admitted to the court that he had convinced 31 long-term clients of Merrill Lynch to withdraw their money from their Merrill Lynch accounts and invest their money in other opportunities outside of Merrill Lynch. [read post]
22 Feb 2010, 12:39 pm by Nathan Koppel
Judge Jed Rakoff today signed off on the SEC’s $150 million settlement with Bank of America, stemming from allegations the bank misled investors about its 2009 merger with Merrill Lynch & Co. [read post]
22 Feb 2010, 9:41 am by J. Robert Brown
  He essentially found that the omitted information (on the bonuses to Merrill employees and the broker's large losses) were material. [read post]
22 Feb 2010, 9:23 am
Securities and Exchange Commission - Merrill Lynch - Financial Services [read post]
22 Feb 2010, 8:54 am by Securites Lawprof
Judge Rakoff signed off on the proposed settlement of the two enforcement actions brought by the SEC against Bank of America in connection with the BofA-Merrill merger. [read post]
21 Feb 2010, 12:10 pm by Walter Olson
No good deed goes unpunished, suggest the editorialists at the Washington Post of an aggressive enforcement action by New York attorney general Andrew Cuomo over the bank’s Merrill Lynch deal. [read post]
19 Feb 2010, 2:42 pm by Amir Efrati
In the documents released Thursday, Timothy Mayopoulos, BofA’s former general counsel, testified during a deposition that he became concerned about Merrill’s mounting losses in early-to-mid November. [read post]