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1 Feb 2018, 5:55 pm
A major split has developed between courts in New York and in California: the former generally allow Section 11 suits to be removed to Federal court, while the latter generally do not. [read post]
13 Jul 2021, 5:30 am
Hence the call to a New York-based attorney I had worked with in the early 1990s when I lived in Manhattan and worked for a commodity finance group. [read post]
10 Feb 2009, 10:28 am
While the audit committee is charged by New York Stock Exchange listing rules with risk oversight related to financial disclosures, and a board may decide to delegate oversight of risk processes to the audit committee or another board committee, the full board needs to be engaged in substantive discussions of risks associated with the business as well as understand the processes that management has in place to identify and manage risk. [read post]
21 May 2007, 11:42 am
"Mike Stepp is innocent,'' said his lawyer, Gandolfo DiBlasi, of New York-based Sullivan & Cromwell. [read post]
20 Jul 2011, 8:30 am
A senior vice president of the Chamber of Commerce told the New York Times that “uncertainty among companies about the rules of the road is keeping a lot of capital on the sidelines. [read post]
9 Nov 2009, 6:00 am
If this content is not in your news reader, it makes the page you are viewing an infringement of the copyright. [read post]
20 May 2021, 1:53 pm
The Lawsuit On May 19, 2021, a plaintiff shareholder filed a securities class action complaint in the Southern District of New York against Ubiquiti, its CEO, and its CFO. [read post]
13 Jul 2021, 2:11 pm
I suspect this difference in approach has to do with the fact that FTA’s stock price drop following the bad news disclosure took the price of the company’s securities below the offeri [read post]
29 Dec 2011, 10:27 am
Attorney's Office in the Southern District of New York. [read post]
14 Jan 2019, 3:08 pm
Accordingly, the court determined the disgorgement was not uninsurable under New York law. [read post]
5 Apr 2018, 9:19 am
Traditionally, economists talk about the exchange of goods and services. [read post]
8 Mar 2024, 12:51 pm
The Court is supposed to decide whether Congress can tax as income any gains that have not yet been (and might never be) "realized," that is, turned into cash or exchanged for other assets. [read post]
9 Apr 2024, 2:41 pm
For New York, Uber Techs., Inc. v. [read post]
17 Jan 2014, 11:42 am
Obsidian is therefore not required to satisfy the New York Times v. [read post]
30 Jul 2023, 6:18 am
The Lawsuit On July 27, 2023, a plaintiff shareholder filed a securities class action lawsuit in the Southern District of New York against Syneos; Macdonald; Keefe; and CFO Jason Meggs. [read post]
3 Jun 2009, 11:22 am
Gonzalez in the Southern District of New York approved the sale of Chrysler in exchange for two billion dollars in cash and the assumption of certain liabilities.[1] [2] In connection with approval of this sale transaction, Judge Gonzalez opined on sub rosa challenges, the ability of a secured lender to object to a transaction if the administrative agent has consented, and the survival of tort claims after assets have been sold pursuant to section 363 of the Bankruptcy… [read post]
30 Apr 2009, 8:31 pm
Well, since the case was filed in New York, the law of the Second Circuit Court of Appeals applies. [read post]
11 Aug 2023, 12:49 pm
American Eagle Energy’s shares have lost 96 percent since the bonds were issued in mid-August, closing at 20 cents in New York. [read post]
2 Aug 2023, 11:54 am
American Eagle Energy’s shares have lost 96 percent since the bonds were issued in mid-August, closing at 20 cents in New York. [read post]
18 Dec 2023, 2:48 pm
. **** Q4 Matters SEC Charges Kraken for Operating as an Unregistered Securities Exchange. [read post]
