Search for: "Securities Investor Protection Corporation"
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18 Apr 2020, 1:33 pm
By securing your patent’s ownership within a corporation, it is much more likely to withstand the downturns. [read post]
22 Oct 2021, 6:20 am
Securities and Exchange Commission, on Tuesday, October 19, 2021 Tags: GameStop, Investor protection, Market conditions, Market efficiency, Short sales Court of Chancery Upholds Enforcement of Advance Notice Bylaw Posted by William Savitt, Ryan A. [read post]
2 May 2014, 5:05 am
As the Journal article notes, many entrepreneurs “find some of the provisions too burdensome,” while others say that the changes for which House Republicans are now pushing “could weaken investor protections. [read post]
7 Dec 2009, 5:00 am
Moreover, within 180 days of enactment, the Commission "shall issue" rules that provide for access "under terms and conditions as the Commission determines are in the interests of shareholders and for the protection of investors. [read post]
25 Jul 2011, 8:03 am
The proxy has little to say about exactly what this team does: “the FedEx Corporate Security Executive Protection Unit provides certain physical and personal security services for Mr. [read post]
29 Sep 2021, 6:19 am
Further, staff is increasingly not giving all their comments up front, but lobbing them throughout the comment window, even up to the last moment.Finally, staff are expecting increased due diligence on the de-SPAC side, in the name of protecting retail investors, said Goedert. [read post]
5 Apr 2023, 5:24 pm
The judge wrote, in part:Although, as [the IRS] argues, the chances of a successful lawsuit against Conway Twitty by any of the investors or the Securities and Exchange Commission was remote we agree with [Twitty] that the possibility of extensive adverse publicity concerning [his] involvement with the defunct corporation and the consequent loss of the investors' funds was very real. [read post]
20 Dec 2022, 3:15 am
Here’s more detail on disclosure expectations: Many companies are asking what their role should be in contributing to an orderly and equitable transition – in ensuring a reliable energy supply and energy security, and in protecting the most vulnerable from energy price shocks and economic dislocation. [read post]
15 Apr 2021, 8:11 am
An EIN is analogous to a Social Security Number for an individual person. [read post]
29 Sep 2021, 7:47 pm
The firm maintains a dedicated SPAC Task Force, intended to protect SPAC investors. [read post]
3 May 2010, 9:34 am
The "automatic stay" of 11 USC 362 is a fundamental debtor protection. [read post]
WNN Exclusive: The SEC Whistleblower Program Enriches the Treasury, Not an Inner Circle of Attorneys
4 Oct 2022, 7:32 am
Treasury, and the SEC Investor Protection Fund. [read post]
12 Apr 2017, 9:35 pm
Department of Health and Human Services, Office for Civil Rights (OCR) charges it violated the Health Insurance Portability and Accountability Act of 1996 (HIPAA) Security Rule by failing to implement a security management process to safeguard electronic protected health information (ePHI). [read post]
20 Apr 2021, 2:30 pm
Withholding information and downplaying risks to investors are prosecutable offenses of securities laws. [read post]
18 Dec 2007, 12:14 pm
Collins was in a perfect position to protect investors from being harmed, but chose instead to perpetuate the deception by actively assisting Refco's fraud. [read post]
20 Mar 2024, 2:53 pm
My point here is that AI, in addition to representing an emerging technological opportunity, also potentially brings with associated risks for corporate and securities litigation. [read post]
4 Oct 2013, 4:25 am
In particular, the 1998 letter elaborated on five categories of information that Form 13F requires to be provided in a CT Request for an Ongoing Acquisition/Disposition Program in a Reportable Security, in order for the SEC to be able to make an informed decision about whether delaying or preventing public disclosure is necessary or appropriate in the public interest and for the protection of investors or to maintain fair and orderly markets. [read post]
11 Mar 2019, 4:25 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Oct 2007, 1:04 am
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Justices Appear Skeptical of Investor Class Actions in 'Stoneridge' Case
Legal Times
Weighing what has been billed as the securities fraud case of the decade, the Supreme Court on Tuesday seemed poised to slam the door shut on investor class actions aimed at deep-pocket third-party defendants such as accountants, lawyers and bankers. [read post]
18 Jun 2013, 4:01 am
- How much corporate governance/corporate work does the firm do? [read post]
