Search for: "Frank Banks" Results 3081 - 3100 of 5,206
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
4 Jan 2012, 1:22 pm by Blank Rome Government Relations
” Now that the bureau has a director, it will assume its full authority under Dodd-Frank, which includes oversight authority over non-bank financial institutions. [read post]
4 Jan 2012, 11:14 am by James Hamilton
Reacting to the recess appointment, Senator Richard Shelby (R-ALA), Ranking Member on the Banking Committee, said that the President did an end run around Congress, the elected representatives of the American people, in order to avoid accountability to them. [read post]
4 Jan 2012, 9:04 am by Zoe Tillman
Without a director, the agency is hamstrung by wording in Dodd-Frank from fully carrying out its mission to police the murky world of non-bank lenders. [read post]
4 Jan 2012, 7:43 am by Kosmas Papadopoulos
  In the second panel, Julian Franks, a professor of finance at the London Business School, presented the results of a new academic paper, "Unfulfilled Expectations? [read post]
4 Jan 2012, 5:00 am by J Robert Brown Jr.
  Goldman involved a challenge to the compensation practices used by the investment bank and approved by the board. [read post]
4 Jan 2012, 12:33 am by Kevin LaCroix
Indeed, a number of the recent settlements will be funded entirely or almost entirely by D&O insurance, including the D&O portion of the WaMu settlement, the Colonial Bank settlement, the E*Trade settlement and the Lehman Brothers executives’ settlement. [read post]
3 Jan 2012, 11:11 am by James Hamilton
Senator Jeff Merkley (D-Ore) is concerned that the Consumer Financial Protection Bureau’s proposed regulations implementing the foreign remittance transfer provisions of the Dodd-Frank Act present challenges for community banks and credit unions. [read post]
3 Jan 2012, 9:00 am by SECLaw Staff
Four federal agencies today extended the comment period on a proposal to implement the so-called Volcker Rule of the Dodd-Frank Wall Street Reform and Consumer Protection Act until February 13, 2012.The Dodd-Frank Act requires regulators to implement certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity … [read post]
3 Jan 2012, 3:54 am by Dan Hargrove
The Dodd-Frank Act, passed after the crisis, offers whistleblowers strong protections from retaliation and bounties of up to 30% of awards resulting from their tip-offs. [read post]
2 Jan 2012, 10:43 am by Lovechilde
Those investigations could lead to prosecutions and fines for banks that knowingly defrauded customers. [read post]
2 Jan 2012, 7:34 am by Jeff Sovern
Congress originally arranged for the Bureau’s funding to be independent of the annual appropriations cycle, just other bank regulators. [read post]
1 Jan 2012, 10:56 am by James Hamilton
The proposed regulations implementing the Volcker Rule provisions of the Dodd-Frank Act could inadvertently hinder the ability of foreign financial institutions to efficiently manage their risks, thereby potentially undermining the financial condition of those entities and the systemic stability of foreign financial systems, in the view of the prudential regulator of Canadian banks. [read post]
30 Dec 2011, 6:48 am by Al Raymond
Under Dodd-Frank, all functions of OTS related to federal thrifts (including regulation, rule-making authority, and examinations) were transferred to the OCC, effective July 21, 2011. [read post]
29 Dec 2011, 4:51 pm by Mandelman
TV show host Dylan Ratigan has been a lonely voice on MSNBC while academics like former bank regulator William Black and former Bank economist Michael Hudson speak out frequently on the criminal environment that Wall Street has wrought in alternative outlets. [read post]
29 Dec 2011, 3:12 pm by admin
  Professor Frank Xie at the University of South Carolina, Aiken, said that official figures shouldn’t be relied on. [read post]
29 Dec 2011, 1:58 pm by Robert Thomas (inversecondemnation.com)
We know how well banks are lending money for such construction projects these days. [read post]
28 Dec 2011, 5:22 pm by David Feldman
Other accrediteds include banks, broker-dealers, officers of the issuer, certain other institutions and any business entity with assets over $5 million not formed for the purpose of the investment. [read post]
28 Dec 2011, 9:29 am by admin
  The question is whether the People’s Bank can do any better than the US Federal Reserve or Bank of Japan at deflating a credit bubble. [read post]
28 Dec 2011, 5:00 am by Doug Cornelius
The Dodd-Frank Act put the Volcker Rule in place to restrict the ability of bank and non-bank financial companies to engage in proprietary trading and to limit their ability to have interests in, or relationships with, a hedge fund or private equity fund. [read post]