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12 Mar 2008, 12:41 pm
Here’s a dispatch from WSJ colleague Aaron Lucchetti Former New York Stock Exchange director Ken Langone has a way of being in the middle of a big story. [read post]
12 Mar 2008, 9:48 am
On Dec. 21, the discount retailer announced that it would delist its shares from the New York Stock Exchange. [read post]
11 Mar 2008, 11:06 am
The former New York Stock Exchange director, who battled the former New York attorney general over Richard Grasso’s pay, gloated over Mr. [read post]
11 Mar 2008, 7:39 am
He pushed for accountability from the top brass of New York Stock Exchange, questioned practices in the insurance industry, and even trained his guns on New York travel agencies that promoted planned sex tourism trips to Asia. [read post]
28 Feb 2008, 10:00 am
In a February 1, 2008, press release, Senator Charles Grassley (R-Iowa) announced that the SEC will employ greater measures to fulfill its responsibility to police self-regulatory organizations, such as the New York Stock Exchange and other financial markets. [read post]
28 Feb 2008, 5:15 am
New York Stock Exchange, Inc., No. 07-946 (U.S. [read post]
27 Feb 2008, 11:39 am
Attorney's Office for the Southern District of New York are investigating claims that Dell inflated financial results by engaging in improper revenue recognition and accounting practices. [read post]
26 Feb 2008, 7:27 am
Assistant Regional Director Doria Bachenehimer of the SEC's New York office asked the pertinent question: "Is the bank giving itself better prices than it's giving its own clients? [read post]
18 Feb 2008, 10:03 am
Attorneys at SNSFE are investigating a broker who has been barred for 10 years by the New York Stock Exchange. [read post]
12 Feb 2008, 7:41 pm
Finally, there are special rules governing holders of shares listed on stock exchanges outside the PRC mainland, such as Hong Kong and New York. [read post]
12 Feb 2008, 4:18 am
In September 2007, lead plaintiff (New York Teachers Retirement System) filed a consolidated class action complaint; defense attorneys moved to dismiss various class action claims, id. [read post]
11 Feb 2008, 12:00 am
High Court Ruling Ends 6-Month AIDS-Phobia Cutoff
New York Law Journal
People enduring a waiting period to find out if they have contracted the AIDS virus will no longer be limited to receiving damages for only six months of emotional distress, New York's highest court has held. [read post]
7 Feb 2008, 1:13 pm
In addition, the National Association of Securities Dealers and the New York Stock Exchange also actively enforce short-sale regulations, the court found. [read post]
7 Feb 2008, 8:48 am
Robinson — current CEO of the New York Times Company; noted expert on horrific business implosions Doreen A. [read post]
7 Feb 2008, 7:38 am
From the beginning, where the proxy talks about Oracle offering a way out of the oh-so-cumbersome SEC filing requirements that BEA was late on due to stock options issues to the secret meetings with Carl Icahn in New York, it’s a pretty interesting read. [read post]
4 Feb 2008, 12:09 am
$21,000 Award Upheld Against Attorney Who Faxed Unsolicited Ads
New York Law Journal
A $21,000 award against a lawyer who "knowingly" violated a prohibition against faxing unsolicited ads has been upheld by a divided New York appeals panel. [read post]
1 Feb 2008, 10:00 am
While the plaintiff also asserted that a claim under section 14(a) of the Exchange Act does away with the demand requirement, the court quickly dismissed this argument as the plaintiff relied on a case from the Southern District of New York that has never been followed.The complaint and the trial court's opinion can be found at the DU corporate governance website. [read post]
1 Feb 2008, 12:58 am
Morgan Securities Inc. et al"The use of New Jersey agents to carry out the ministerial activities required for maintenance of a stock exchange listing is insufficient to confer jurisdiction over this Canadian corporation with no other contacts with this state. [read post]
30 Jan 2008, 12:09 am
Notably, he advised on the $1.9 billion initial public offering of Chinese property developer Country Garden on the Hong Kong stock exchange last year. [read post]
25 Jan 2008, 6:10 am
A Chilean smuggler laundered Euros through his own chain of Casas de Cambio, funneling tens of millions of dollars through accounts at Israel Discount Bank of New York; Harris Bank in Chicago; and J.P. [read post]
