Search for: "Securities Investor Protection Corporation"
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26 Jan 2013, 5:46 pm
The Sovereign Wealth Funds Law Centre, directed by Fabio Bassan, gives assistance to Sovereign Wealth Funds and their home states, to host states and local administrations, to companies seeking SWF as investors, in assessing the legal risk in recipient countries legislation, the relevance of immunity protection and of Bilateral Investment Treaties in force. [read post]
23 Nov 2022, 6:32 am
Responding directly to this group, another group of 22 law school professors argued that while the SEC does have “broad statutory authority” to compel disclosures to protect investors, the latent but clear intent of the Proposal is to advance social goals related to climate change rather than protect actual investors. [read post]
23 Nov 2022, 6:32 am
Responding directly to this group, another group of 22 law school professors argued that while the SEC does have “broad statutory authority” to compel disclosures to protect investors, the latent but clear intent of the Proposal is to advance social goals related to climate change rather than protect actual investors. [read post]
19 Apr 2012, 5:00 am
The primary materials for this case may be found on the DU Corporate Governance website. [read post]
7 Jun 2024, 12:26 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
19 Oct 2010, 1:57 am
Among other exclusions that sometimes appears is the so-called "bump up" exclusion, precluding coverage for additional amounts paid to investors claiming inadequate consideration in a corporate buy out situation (about which refer here). [read post]
7 Feb 2019, 6:21 am
Governments, for their part, could help by developing common metrics for cyber-risk management, by encouraging companies to share information on cyber risks and security practices, and by standardizing corporate reporting requirements for cyber risk and data breaches. [read post]
25 Jul 2023, 9:05 pm
In brief, in the U.S., state-provided pensions – social security – offer a thin level of retirement security for private sector employees. [read post]
20 Dec 2011, 10:25 am
Securities and Exchange Commission. [read post]
10 Oct 2019, 3:06 am
I think most securities practitioners can agree that it’s exhausting to shoehorn certain Congressional mandates for broader ’33 & ’34 Act reporting into the SEC’s mission to protect investors – and when these types of mandates come around, they also seem to be at odds with the Commission’s mission to facilitate capital formation. [read post]
31 Aug 2011, 10:27 am
Finally, it also shows that tribunals may pierce the corporate veil of foreign investors in the context of counterclaims.Managing Disputes Through Contract: Evidence from M&A John C. [read post]
14 May 2020, 2:55 pm
Turbo is a Nevada corporation with its principal place of business in Florida. [read post]
7 Jun 2013, 5:43 am
Investment enterprises also radically limit fund investors’ control. [read post]
7 Jun 2013, 5:43 am
Investment enterprises also radically limit fund investors’ control. [read post]
21 Oct 2010, 6:24 am
Treasury has never defaulted on a bond obligation, and Treasury securities are generally considered safer than AAA-rated corporate bonds. [read post]
26 Jan 2024, 1:40 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
29 Jan 2018, 10:53 am
Fire protection and alarm systems. [read post]
6 Feb 2012, 5:08 am
As Inc. magazine said in recounting its top ten lies to never tell investors, “We filed patents so our intellectual property is protected. [read post]
16 Jul 2008, 1:45 pm
FeldmanCc: Honorable Christopher Cox, Chairman, Securities & Exchange Commission John White, Director, Division of Corporation Finance, Securities & Exchange Commission [read post]
6 Nov 2023, 2:00 pm
For readers of this blog, one rather urgent question is the extent to which AI also presents corporate and securities litigation risks. [read post]
