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1 Oct 2008, 11:29 pm
The aforementioned charges the SEC brought against a Wall Street trader brought about a costly settlement for the trader.[16] While rumors may be difficult to trace, these potential liabilities could serve as a strong deterrent for anyone who wishes to knowingly spread a false rumor. [read post]
26 Feb 2024, 1:37 am by Georgina Hitchins
As a sole trader, business and personal assets are not legally separate. [read post]
1 Oct 2010, 12:07 pm
On that occasion it took more than 5 hours for this large trader to execute the first 75,000 contracts of a large sell program. 6 However, on May 6, when markets were already under stress, the Sell Algorithm chosen by the large trader to only target trading volume, and neither price nor time, executed the sell program extremely rapidly in just 20 minutes. 7andnbsp;andnbsp; 6 Subsequently, the large fundamental trader closed, in a single day, this short position. 7 At… [read post]
1 Dec 2020, 7:06 am by John Jascob
These included:Open interest (OI) in the May Contract was much higher than usual in the weeks prior to the expiration of the May Contract, and specifically at the start of the April 20 trading session.The majority of traders holding positions in the May Contract had traded out of their positions prior to April 20.OI was high entering the April 20 trading session, but the number of reportable traders holding positions at expiry on April 21 was consistent with prior contract… [read post]
27 Dec 2017, 11:04 am by Eugene Volokh
Allegation: Stock exchange operators, like the NYSE and NASDAQ, sell certain market data at prices only high-frequency traders (who buy stocks and sell them within fractions of a second to take advantage of small changes in price) can afford, which allows such traders to exploit regular investors. [read post]
6 Feb 2019, 6:12 am
Nedim also reported on the complex and challenging path to registration at the US Copyright Office for the logo of American Airlines: Thanks to higher resolution image, American Airlines has eventually managed to register its logo with the US Copyright Office.Howie is all ears for the latest trade mark newsKat Elenora provided commentary on the decision by the Singapore IP Office on whether a trader can prevent other traders from registering a trade mark which includes the… [read post]
21 Apr 2015, 12:21 pm by John Jascob
On rebuttal, Gorman reiterated that a trader may wish to bid up over the market ask price in order to get a large block of stock. [read post]
3 Apr 2016, 9:24 am
It affirms the concept of extended passing-off in Malaysia, which prevents unscrupulous traders from misrepresenting their goods as belonging to a particular or definite class of goods with a valuable and recognised goodwill, and where the misrepresentation is likely to cause damage to traders who own the goodwill in relation to the class of goods.Further, the decision is also a significant milestone as regards protection of geographical indications in Malaysia. [read post]
24 Jul 2014, 5:00 am by J Robert Brown Jr.
  The two actions are united in that they both involve practices that affect high frequency traders. [read post]
18 Jan 2013, 5:00 am
The E-1 Visa is issued to individuals known as 'treaty traders'. [read post]
6 Dec 2019, 10:42 am
Likening the pieces to the individual fragments of a smashed sculpture, the company argued that the wristwatch faces would not be recognizable as pieces of “Paris Chic”.As for Tal R’s claims under the Danish Marketing Practices Act, the founders stated that they were not “traders”, but rather artists exercising their artistic freedom. [read post]
31 May 2013, 7:24 am
The former provision prevents the registration of non-distinctive signs, which cannot fulfil the essential function of a trade mark; the latter ensures that 'descriptive signs relating to one or more characteristics of the goods or services in respect of which registration as a mark is sought may be freely used by all traders offering such goods or services' (see Case C‑173/04 P Deutsche SiSi-Werke v OHIM, and Case C‑191/01 P OHIM v Wrigley). [read post]
16 May 2019, 7:03 am by John Jascob
He noted that the judge had dismissed some of the CFTC’s evidence such as expert testimony that the traders had intended to create an artificial price. [read post]
13 May 2015, 3:09 am
 a trader who directs his advertising at members of the public residing in a given Member State and creates or makes available to them a specific delivery system and payment method, thereby enabling those members of the public to receive delivery of copies of works protected in that Member State, makes, in the Member State where the delivery takes place, a ‘distribution to the public’ under Article 4(1) of Directive 2001/29. [read post]
11 May 2013, 10:35 pm by Aparajita Lath
In the case of De Beers Abrasive, it was held - "the law is that any trader is entitled to puff his own goods even though such puff as a matter of pure logic involves the denigration of his rival’s goods. [read post]