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2 May 2011, 8:12 am
Update on Dodd-Frank Investment Adviser Registration Requirements Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which became law on July 21, 2010, repealed effective July 21, 2011, the private advisor exemption from registration as an investment adviser under the Investment Advisers Act of 1940 (Advisers Act). [read post]
20 Sep 2011, 7:30 am
And now… with your failure to mitigate the damage caused by Wall Street’s bankers and mortgage servicers widely understood, you thought it a good idea to trot out the old refi responsible homeowners pitch again. [read post]
26 Dec 2007, 4:15 am
My only hypothesis, since it cannot be rational, is that it's psychological: It could be a poisonous combination of jealousy and resentment that BigLaw associates do so relatively well so early in their careers, compared to those toiling in the vineyards of corporate legal departments. [read post]
26 Dec 2013, 3:15 pm
Benefits may include short-term substance abuse or mental health counseling or referral services, as well as financial counseling and legal services. [read post]
28 Jul 2011, 6:29 am
SEC reviews of certain financial sales practices may also reflect these influences. [read post]
7 May 2012, 4:25 am
Join me in the Way Back Machine… It’s the U.S. during The Great Depression of the 1930′s and FDR has just introduced the Home Owners Loan Corporation or HOLC. [read post]
31 Oct 2011, 1:53 am
Its net loss was $0.10 per share higher than was projected by Wall Street analysts. [read post]
2 Jul 2013, 12:28 pm
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
7 May 2012, 4:25 am
Join me in the Way Back Machine… It’s the U.S. during The Great Depression of the 1930′s and FDR has just introduced the Home Owners Loan Corporation or HOLC. [read post]
2 Feb 2011, 9:30 am
As revealed in this November 26 The Wall Street Journal article, the reverse of that symbiosis also applies: A Home-Price Puzzle in Spain Some Question Accuracy of Government Data on Property Values; Further to Fall? [read post]
12 Dec 2013, 9:01 pm
What troubles Apple (and others, like the Wall Street Journal) is that, as they see it, Bromwich, from the outset, has acted in an “unfettered and inappropriate manner, outside the scope of the Final Judgment. [read post]
6 Nov 2019, 9:01 pm
‘For a socialist, you’ve got a lot more confidence in corporate America than I do,’ he said. [read post]
25 Feb 2018, 6:58 pm
” As Buffett put it, “no company comes close to Berkshire in being financially prepared for a $400 billion mega-cat. [read post]
7 Sep 2012, 5:52 am
After all that we've been through, I don't believe that rolling back regulations on Wall Street will help the small businesswoman expand, or the laid-off construction worker keep his home. [read post]
2 Mar 2022, 2:33 pm
We are cutting off Russia’s largest banks from the international financial system. [read post]
24 Dec 2020, 8:30 pm
Trump Will Face Different Twitter Rules When He Leaves Office MSN – Emily Glazer (Wall Street Journal) | Published: 12/22/2020 President Trump has used his Twitter account as a megaphone during his administration. [read post]
12 May 2010, 7:00 am
The core message in his article, titled “A Perspective on Strategic Defaults,” as described in the Wall Street Journal, is “Please Don’t Do It,” and after reading it on Freddie Mac’s Website just this morning… Yowza! [read post]
16 Apr 2020, 4:55 am
Wall Street and crypto veteran Caitlin Long recently announced a plan for Wyoming corporation, Avanti Financial Group Inc., to apply for a bank charter under Wyoming’s special-purpose depository institution law. [read post]
25 Mar 2016, 12:58 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and… [read post]
1 Jul 2016, 1:49 pm
The company also ignored its own corporate safety manuals and its safety manager’s warnings that workers lacked the training to protect themselves. [read post]
