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26 Jun 2019, 9:11 am
Has a broker or financial advisor asked to be a beneficiary in your will? [read post]
26 Jun 2019, 2:00 am
The post Top 5 Ways Employers Control Healthcare Costs appeared first on HR Daily Advisor. [read post]
24 Jun 2019, 1:41 pm
Event Announcements (More details on the Events Calendar) Tuesday, June 25, 2019, 8:30 a.m.: The Woodrow Wilson International Center for Scholars will hold a conference titled, “Progress at Risk? [read post]
24 Jun 2019, 1:21 pm
In today’s episode, Victor tackles the question, “Are my financial advisors working in my best interest? [read post]
24 Jun 2019, 8:57 am
Of the 19 respondents from corporations, five are in financial services, including one bank, three are in life sciences, three are in insurance, three are in energy and utilities, two are in manufacturing, two are in technology, and one is in entertainment. 84% work for companies with revenues that exceed $10 billion and 100% work for companies with over 10,000 employees. [read post]
23 Jun 2019, 7:34 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC (Investee)Knox Capital… [read post]
23 Jun 2019, 7:00 am
As a background, financial advisers sold $1.5 billion of these high-risk private placements offered by GPB Capital Holdings. [read post]
21 Jun 2019, 12:21 pm
Former Cetera Broker Allegedly Engaged in Outside Business Activities The Financial Industry Regulatory Authority (FINRA) announced that it is barring Nina Jessee, a former Cetera Advisors broker. [read post]
20 Jun 2019, 8:22 am
The vision is that Libra will aid millions of people who don’t have bank accounts, reduce transactions costs associated with international remittances, and facilitate new forms of low-cost payment mechanisms while also potentially providing new financial services to all its users. [read post]
20 Jun 2019, 7:41 am
The FCA also discusses the delivery of financial services using digital channels and adds that it is considering how the financial promotions regime can become more effective in the digital age. [read post]
19 Jun 2019, 11:17 am
If your financial advisor has over-concentrated your assets in any sector or investment, and you suffered substantial losses, you may have a claim to recover your losses through FINRA arbitration. [read post]
18 Jun 2019, 4:00 am
Robert Alvarez was associated with Ameriprise Financial Services. [read post]
18 Jun 2019, 2:00 am
Employees appeared first on HR Daily Advisor. [read post]
17 Jun 2019, 1:29 pm
Middlemarch Partners, through its subsidiary Middlemarch Securities, LLC, served as the financial advisor to Elevate in the Kayne Partners transaction. [read post]
17 Jun 2019, 12:07 pm
Perez, Director General of the Foreign Service and Director of Human Resources, U.S. [read post]
17 Jun 2019, 7:05 am
Bastardi was formerly employed by Chelsea Financial Services (Chelsea Financial) and National Securities Corporation (National Securities). [read post]
17 Jun 2019, 2:00 am
The post How Unbundling Pharmacy Program Set Fort Collins Up for Bigger Benefit Wins appeared first on HR Daily Advisor. [read post]
17 Jun 2019, 2:00 am
The post Lyft Claims Driver Employment Classification Could Be Risky appeared first on HR Daily Advisor. [read post]
14 Jun 2019, 11:17 am
If your financial advisor has over-concentrated your assets in any sector or investment, and you suffered substantial losses, you may have a claim to recover your losses through FINRA arbitration. [read post]
14 Jun 2019, 6:18 am
Posted by Yaron Nili (University of Wisconsin) and Darren Rosenblum (Pace University), on Monday, June 10, 2019 Tags: Board composition, Board tenure, Board turnover, Boards of Directors, Diversity, Institutional Investors, Term limits Climate Change Risk Oversight Framework for Directors Posted by Rakhi Kumar, State Street Global Advisors, on Monday, June 10, 2019 Tags: Board oversight, Boards of Directors, Climate… [read post]
