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6 Nov 2013, 12:24 pm by James Hamilton
In its most recently filed Form 10-Q, Avon Products, Inc. detailed efforts to reach a settlement with the SEC and the Department of  Justice on compliance with the Foreign Corrupt Practices Act (FCPA). [read post]
30 Oct 2013, 11:47 am by Adam Gana
In FINRA arbitration, these complaints materialize as suitability claims and allegations of negligent misrepresentation. [read post]
20 Oct 2013, 8:45 pm by Ken White
Chowdhury's proposed final judgment would impose a sizable judgment against the whole Prenda team: It is hereby ORDRED, ADJUDGED AND DECREED that Defendant Chowdhury recover jointly and severally from Plaintiff AF Holdings, Inc., Prenda Law, Inc., John L. [read post]
17 Oct 2013, 12:58 pm by uwlegalscholarship
The three winning papers are published in the annual Symposium book of materials on Indian Law. [read post]
8 Oct 2013, 1:50 pm by Cynthia Marcotte Stamer
A formal background check performed with the consent of the service provider should prove that the service provider and all of its employees and agents should be qualified to serve in a fiduciary role, are not disqualified or under investigation or other action that would disqualify them to act as a fiduciary or be bonded as required by ERISA, have no material complaint or dispute history with current or former clients or vendors, the Department of Labor, Department of Insurance,… [read post]
3 Oct 2013, 11:41 pm by Orin Kerr
”) (internal quotation marks omitted). [read post]