Search for: "National Securities Clearing Corporation"
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27 Oct 2010, 6:00 am
In a clear case of voting error, LexisNexis decided to include Compliance Building in the LexisNexis Top 25 Business Law Blogs of 2010. [read post]
26 Oct 2010, 10:46 am
Ben has pointed out that they are acting under perhaps the clearest, deliberately and (admirably, in my view) least deniable set of orders from the President of the United States in a long time on contentious national security matters. [read post]
26 Oct 2010, 9:54 am
Ben has pointed out that they are acting under perhaps the clearest, deliberately and (admirably, in my view) least deniable set of orders from the President of the United States in a long time on contentious national security matters. [read post]
25 Oct 2010, 8:45 pm
Thus more enforcement costs can be transferred from private industry to national governments. [read post]
23 Oct 2010, 12:44 pm
National Australia Bank Ltd. that severely limited the ability of security holders to sue foreign corporations in an American court for securities purchased abroad. [read post]
19 Oct 2010, 12:40 pm
That guidance suggests that companies can reduce the risk of violation by pre-clearing topics with corporate counsel, having counsel present during meetings, or by asking investors to agree not to trade on the information discussed. [read post]
15 Oct 2010, 5:04 pm
MacDonald, a partner in the family law practice of MacDonald & Partners in Toronto and founding chairman of the national family law section of the Canadian Bar Association. [read post]
14 Oct 2010, 2:31 am
The Commission also adopted interim final rules to require that certain swaps dealers and other parties report any security-based swaps entered into prior to the July 21 passage of the Dodd-Frank Act, as well as proposed rules (a new Regulation MC) intended to mitigate conflicts of interest for security-based swap clearing agencies, security-based swap execution facilities, and national securities exchanges that post security-based swaps… [read post]
13 Oct 2010, 2:40 pm
The poll asks whether ”Congress should update laws that relate to online privacy and security for children and teens. [read post]
11 Oct 2010, 10:08 pm
It also established emissions trading, joint implementations and clear development mechanisms to encourage co-operative emission reduction projects between developed and developing nations. [read post]
10 Oct 2010, 8:11 am
And yet, in terms of a national understanding of what’s happened to ours and in fact the world’s economy, we’ve still got more than 50% of our population blaming homeowners, reciting the ridiculous rhetoric about “irresponsible sub-prime borrowers” buying more house than they could afford. [read post]
5 Oct 2010, 1:38 am
The pretty clear message is that the FDIC does intend to pursue lawsuits, too. [read post]
4 Oct 2010, 7:42 am
“Those taking actions that impact surface waters and wetlands must secure appropriate permits to protect water resources and the functions they provide. [read post]
2 Oct 2010, 8:43 am
Rost performs expert witness testimony: Patent Infringement, Pharmaceutical Marketing, Drug Product Liability, Drug Marketing and Promotion, Drug Sales.CLIENT LIST• SPEECHES (not complete list): National Venture Capital Association, U.S. [read post]
30 Sep 2010, 2:29 pm
Come at us, bro.The ACS IB asserts, right up front, that Twombly/Iqbal “suddenly and without clear necessity overturned well-settled law. [read post]
28 Sep 2010, 5:11 am
We usually think about jurisdictional choice for corporate law as applying to state business association laws, not the federal securities laws. [read post]
27 Sep 2010, 1:49 am
NYSE Commission on Corporate Governance: On September 23, 2010, the NYSE Commission on Corporate Governance issued a report (here) following a two year review of governance issues and considerations. [read post]
24 Sep 2010, 8:28 am
But the courts consistently ruled that a franchise relationship was not a "security" under the securities laws due to the active involvement of the franchisee in the operation of the business. [read post]
23 Sep 2010, 5:53 am
Settlement videos invite the viewer to see, hear and feel the whole story of a case in a compelling and accurate manner.Visit Legal TechnologyWhat Cognitive Theory Can Teach Corporate CounselTexas LawyerHow can the latest in cognitive theory help corporate counsel get their jobs done? [read post]
22 Sep 2010, 1:11 pm
” (4) To what extent such human rights need to be “internationally recognized” is not clear, but surely a majority of the world’s nations must recognize such rights before a “consistent pattern of gross violations” results in a violation of CIL. [read post]
