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23 May 2008, 1:03 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
14 Jan 2016, 5:10 pm
Additionally, on January 11, 2016, the New York City Comptroller issued a press release announcing that it had filed 72 proxy access shareholder proposals for the 2016 proxy season. [read post]
29 Jul 2016, 6:03 am
Bail-in and Market Stabilization Posted by Wolf-Georg Ringe, Copenhagen Business School and the University of Oxford, on Friday, July 22, 2016 Tags: Bailouts, Banks, Central banking, Failed banks, Financial crisis, Financial institutions, Financial regulation, Liquidity,Market reaction, Resolution authority, SIFIs, Too big to fail Commonsense Principles of Corporate Governance Posted by Margaret Popper, Sard Verbinnen & Co, on Friday, July 22, 2016 Tags: Board independence, Board… [read post]
8 Jul 2009, 2:16 am
Its shares trade on both the NYSE and the Toronto Stock Exchange. [read post]
15 Dec 2022, 8:00 am
In collaboration with the Federal Reserve Bank of New York and several private sector financial institutions, the New York Innovation Center (“NYIC”) recently announced a pilot program to test the operability of digital asset transactions between financial institutions using the U.S. dollar as token. [read post]
15 Dec 2022, 4:00 am
In collaboration with the Federal Reserve Bank of New York and several private sector financial institutions, the New York Innovation Center (“NYIC”) recently announced a pilot program to test the operability of digital asset transactions between financial institutions using the U.S. dollar as token. [read post]
28 Jul 2022, 9:05 pm
This post provides an overview of shareholder proposals submitted to public companies during the 2022 proxy season,[1] including statistics and notable decisions from the staff (the “Staff”) of the Securities and Exchange Commission (the “SEC”) on no-action requests.[2] I. [read post]
11 Oct 2015, 4:55 pm
Third, Laster also had concerns about the scope of the release the plaintiffs proposed to extend to the defendants in exchange for the supplemental disclosures. [read post]
7 Jan 2022, 6:51 am
The Cyberspace Administration of China (CAC) cracked down on data privacy violations, disrupting Didi’s planned initial public offering (IPO) in New York for failing to comply with a cybersecurity review for sensitive data. [read post]
26 Jan 2015, 10:42 am
The United States District Court for the Southern District of New York held that the alleged omission was actionable because Morgan Stanley had a duty under Item 303 to disclose the risks from the trade in its 2007 Form 10-Q filings. [read post]
31 Jan 2017, 9:30 pm
The SEC makes and enforces rules associated with trading stock on public exchanges. [read post]
4 Apr 2023, 1:19 pm
In 2017, Fortune Financial Services advisor Michael Giokas, founder of Giokas Wealth Advisors in New York, was reportedly arrested on fraud charges. [read post]
16 Oct 2020, 12:55 pm
Mitchell Stein, a publicly traded company’s in-house counsel, was convicted of fraud for a scheme to inflate the company’s stock prices. [read post]
31 Jul 2018, 10:40 am
Instead, companies are being pulled toward New York City, Boston, and Chicago. [read post]
5 Jan 2023, 2:22 pm
Shareholder Class Actions of 2022 Of the top ten U.S. settlements listed, three occurred in the Southern District of New York, while two occurred in the Northern District of California. [read post]
9 Jan 2023, 9:01 pm
Shareholder Class Actions of 2022 Of the top ten U.S. settlements listed, three occurred in the Southern District of New York, while two occurred in the Northern District of California. [read post]
6 Aug 2007, 9:10 am
There's also the NYSE, the New York Stock Exchange. [read post]
19 May 2008, 7:51 am
The New York Stock Exchange (NYSE) has proposed to bar companies from counting "broker votes"--those shares where clients haven't given voting instructions--in all board elections. [read post]
2 Aug 2021, 2:08 pm
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
5 Dec 2013, 6:52 am
Even with the newly agreed upon deal over Iran’s nuclear plan, there is no “letup in the new requirement that companies whose stock trades on U.S. exchanges keep track of even the tiniest interactions with the Islamic republic. [read post]
