Search for: "Securities Investor Protection Corporation"
Results 3101 - 3120
of 4,476
Sorted by Relevance
|
Sort by Date
1 Apr 2020, 9:37 am
This alert highlights certain key matters impacting technology and high growth businesses, and investors who invest in those businesses, at this unprecedented time in world history. [read post]
11 Apr 2017, 6:00 am
Foreign investors—including U.S. investors—do not enjoy similar openness inside China. [read post]
25 Dec 2013, 3:17 pm
After the recent revelations of the US National Security Agency’s (NSA) indiscriminate data spying programmes, the tech corporations’ statement that “the current judgment of the EU that the US does not provide ‘adequate’ privacy protection is not reasonable” seems particularly outrageous. [read post]
7 Sep 2012, 5:10 am
And then they claimed, clearly on technical grounds, that there was no issue of securities to the public that would result in need for compliance of SEBI Regulations and other laws for disclosure, investor protection, etc. [read post]
13 Nov 2011, 7:41 pm
The funds are not related to the $500,000 indemnification funds that the Securities Investor Protection Corporation, which administers the SIPA, and provides to investors who lose money from equities resulting from problems with investment companies. [read post]
2 Sep 2019, 12:59 pm
The torrid pace of securities suit filings continued in 2018, with a total of 403 federal court securities suit filings. [read post]
26 Jun 2012, 10:57 am
Additionally, of that $1.1 billion, approximately $800 million had been provided from the Securities Investor Protection Corporation ("SIPC") by virtue of the Madoff brokerage's membership. [read post]
10 May 2010, 9:07 pm
Restoring Protection to Victims of Persecution Act (H.R. 4800) Introduced by Rep. [read post]
1 Aug 2012, 7:03 pm
In addition to the first distribution in September 2011 which represented a roughly 4% payout, Madoff victims with allowed claims have also received up to $500,000 each from the Securities Investor Protection Corporation ("SIPC"), which provides protection against the failure of registered broker-dealers. [read post]
29 Jan 2018, 11:28 pm
” On the other hand, those lawyers claim the products are not securities, and the promoters proceed without compliance with the securities laws, which deprives investors of the substantive and procedural investor protection requirements of our securities laws. [read post]
6 Aug 2008, 12:15 pm
The Enforcement division, the office responsible for enforcing the investor protection requirements of the securities laws? [read post]
24 Feb 2022, 11:35 am
Spraggins was appointed by President Clinton as the director of the Securities Investor Protection Corporation and she also served as a Super Delegate for New York in President Obama’s 2008 presidential election. [read post]
2 Feb 2018, 6:25 am
[More…] Beware ICO Lawyers: As Regulatory Gatekeepers, You’re the Next SEC Target by John Reed Stark Equally astonishing is that ICOs have grown largely outside of regulatory oversight and without the investor protections and disclosure requirements that apply to traditional investment offerings. [read post]
2 Jul 2007, 12:32 pm
Krugman writes, "But the securities were never as safe as advertised, because the risk transfer wasn't anywhere near big enough to protect investors from the consequences of a burst housing bubble. [read post]
31 Jul 2017, 8:38 am
It is designed to complement the existing Q&A guidance on investor protection topics issued by European Securities and Markets Authority (ESMA) and most recently updated in June 2017 (link). [read post]
1 Nov 2010, 9:36 pm
., Wolverine Joining Technologies, LLC, WT Holding Company, Inc. and TF Investor Inc.) voluntarily filed for chapter 11 protection Sunday night/Monday morning in Delaware. [read post]
14 May 2008, 7:30 am
” A slightly different statement about risk management comes from the folks at Anworth Mortgage Asset Corporation (ANH), whose primary business is investing in agency mortgage-backed securities (i.e., the ones guaranteed by Fannie Mae and Freddie Mac). [read post]
29 Jun 2010, 11:22 am
This means that investors get the protection of company officers signing off on their financial statements plus a check on the internal accounting controls of public companies. [read post]
16 Feb 2017, 3:01 pm
This information consisted of the affected individuals’ names, dates of birth, and social security numbers. [read post]
18 Jan 2010, 10:26 am
The public policy of protecting investors, therefore, demands the denial of IRS access to a company's tax pool analysis.The appeals court squarely rejected the argument that the public policy of the securities laws implicitly overrides the clear grant of summons power to the IRS. [read post]
