Search for: "Securities and Exchange Commission"
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2 Oct 2006, 10:00 pm
Lefford was accused by the Securities and Exchange Commission yesterday of illegally trading on confidential information that he gleaned [...] [read post]
15 Sep 2011, 10:21 am
., has dismissed a lawsuit filed by Leicester Bryce Stovell, a former Securities and Exchange Commission lawyer and one-time Baker & Hostetler and Jenner & Block associate who claimed to be the basketball star's father, according to sibling publication The National Law Journal. [read post]
5 Aug 2011, 12:07 pm
A former top Securities and Exchange Commission official heads to K&L Gates; Loeb & Loeb adds a banking team from LeClairRyan; and Wilson Elser Moskowitz Edelman & Dicker beefs up its aviation litigation practice. [read post]
9 Apr 2008, 10:32 pm
SEC Press Release - SEC Action Returns Former Gemstar CEO's Pending Severance Payment to Company and Shareholders - The Securities and Exchange Commission today announced a court ruling that successfully concludes its effort to stop a $29.5 million severance package... [read post]
15 Jan 2009, 4:04 am
Mark Cuban, the billionaire who has being sued by the Securities and Exchange Commission for insider trading, asked a federal court to dismiss the charges, contending that the regulator was trying to "impermissibly expand the scope of liability. [read post]
28 Oct 2004, 4:19 pm
[JURIST] DaimlerChrysler AG announced today that it is under investigation by the Securities and Exchange Commission over alleged violations of the Foreign Corrupt Practices Act, which bars US companies from bribing foreign officials and requires compliance controls. [read post]
6 Dec 2024, 6:40 am
The United States District Court for the District of Columbia (Judge Cooper) dismissed a lawyer v. lawyer fee fight without prejudice Florida-based lawyer George Lambert defended Nevada businessman Mykalai Kontilai in a lawsuit brought by the Securities and Exchange Commission... [read post]
30 Mar 2022, 10:00 pm
Per the Holding Foreign Companies Accountable Act, the US Securities and Exchange Commission has begun identifying public companies that retained audit firms that the Public Company Accounting Oversight Board has determined it cannot inspect completely due to a position taken by the authorities in a foreign jurisdiction. [read post]
3 Dec 2020, 10:00 pm
The Nasdaq Stock Market (Nasdaq) announced that it had submitted a proposal to the US Securities and Exchange Commission (SEC) seeking approval of new listing rules to advance board diversity and increase transparency to investors regarding the diversity characteristics of Nasdaq-listed company boards. [read post]
28 Oct 2010, 2:35 am
Securities and Exchange Commission -- virtually unnoticed -- gained a powerful new weapon that could significantly increase the agency's force and reach, Reuters writes. [read post]
30 Jul 2012, 1:36 pm
A lawyer for a former Citigroup Inc. employee accused of misleading investors in a $1 billion mortgage-bond deal called on the lovable children's character Waldo on Monday to demonstrate how he claims the Securities & Exchange Commission focused its civil case on actions by others, rather than his client. [read post]
31 Aug 2010, 9:34 am
A Securities and Exchange Commission veteran heads to Steptoe & Johnson, working on compliance matters. [read post]
11 Jun 2020, 10:00 pm
Public companies should consider recent guidance from the US Securities and Exchange Commission, increased examination and enforcement activity at both federal and state levels, and possible shareholder activism, among other effects of the coronavirus (COVID-19) pandemic. [read post]
22 Nov 2012, 4:37 am
The Securities and Exchange Commission’s new whistleblower program had a banner first year. [read post]
20 Aug 2008, 8:14 pm
In an letter to investors sent last month, he lets them know how he feels about recent actions by the Securities and Exchange Commission. [read post]
30 Mar 2022, 10:00 pm
Per the Holding Foreign Companies Accountable Act, the US Securities and Exchange Commission has begun identifying public companies that retained audit firms that the Public Company Accounting Oversight Board has determined it cannot inspect completely due to a position taken by the authorities in a foreign jurisdiction. [read post]
2 Jul 2020, 10:00 pm
On Friday, July 3, the US Department of Justice (DOJ) Criminal Division and the Securities and Exchange Commission (SEC) published the Second Edition of A Resource Guide to the U.S. [read post]
1 Jul 2015, 1:04 pm
In forms filed with the Securities and Exchange Commission on Wednesday, ... [read post]
16 Dec 2010, 10:03 am
Former Winston & Strawn partner Jonathan Bristol today was charged by the Securities and Exchange Commission with aiding and abetting a multimillion dollar fraud by financial advisor Kenneth Starr. [read post]
12 Feb 2018, 9:00 pm
Securities & Exchange Commission. [read post]
