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26 Jul 2011, 3:10 pm
An alumnus of both Capital One Financial and Deutsche Bank, Date currently serves as associate director of research, markets, & regulations at the CFPB. [read post]
22 Mar 2021, 4:17 am
The complaint asserted civil RICO claims based on predicate acts of alleged mail fraud, wire fraud, bank fraud, and criminal bribery under state law. [read post]
12 May 2022, 9:01 pm
Background The CFPB’s announcement requires an understanding of the CFPB’s rulemaking, supervision and enforcement authorities under Title X of the Dodd-Frank Act. [read post]
16 Sep 2024, 12:19 pm
In the 2010 Dodd-Frank Act, Congress amended the National Bank Act’s (“NBA”) legal standard for federal preemption of state consumer financial laws with respect to national banks. [read post]
18 Apr 2019, 8:04 pm
Second, the Dodd-Frank Act makes clear that state laws are only preempted by the National Bank Act if the state law “prevents or significantly interferes” the exercise of the powers of the national bank. [read post]
27 Jul 2011, 10:26 am
One challenge is around bank capital rules, and there is complexity because bank capital rules are inter-agency, and are also negotiated internationally and international accords contain credit references. [read post]
17 Jan 2014, 2:54 pm
“QM” refers to the new Qualified Mortgage rules passed by the Consumer Financial Protection Bureau under the Dodd-Frank Act which went into effect on January 10, 2014. [read post]
16 Dec 2020, 2:01 pm
Among the letter’s recommendations in the area of diversity and inclusion is a recommendation involving the Offices of Minority and Women Inclusion (OMWIs) that Section 342 of the Dodd-Frank Act required the CFPB, the federal banking agencies, and other federal agencies to create. [read post]
25 Sep 2012, 1:01 pm
” Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
16 Jun 2017, 6:19 am
Schwarcz & Aleaha Jones, Duke University, on Friday, June 9, 2017 Tags: Agency costs, Banks, Executive Compensation, Financial crisis, Financial regulation, Risk, Risk oversight, Risk-taking, Shareholder primacy, SIFIs, Systemic risk Perk Disclosures: Reminders for Executives and Directors Posted by Ade Heyliger and Kaitlin Descovich, Weil, Gotshal & Manges LLP, on Saturday, June 10, 2017 Tags: Accounting… [read post]
6 Sep 2012, 1:53 am
A related question is whether the banks’ civil litigation exposures are going to be similarly enormous. [read post]
5 Jan 2012, 6:46 am
They examine how securities laws govern the investment by lenders and banking law regulates the borrower end. [read post]
6 Sep 2017, 7:39 am
” Under this approach, only bank holding companies that are identified as global systemically important banks (G-SIB) would be subject to the Federal Reserve Board’s enhanced supervision and prudential standards. [read post]
7 Sep 2011, 1:23 am
Will the Dodd-Frank Whistleblower Provisions Lead to More Claims? [read post]
21 Jun 2018, 6:00 am
Frank PasqualeThe political economy of digitization is a fraught topic. [read post]
15 Sep 2009, 4:46 am
Later this week, Barney Frank, Democrat of Massachusetts and the chairman of the House Financial Services Committee, is expected to announce a series of hearings for the coming days before his committee marks up legislation in October. [read post]
22 Sep 2022, 7:34 am
” Largely modeled off the Dodd-Frank Act (DFA), which established the highly successful Securities and Exchange Commission (SEC) Whistleblower Program, the AML Act established a whistleblower award program in order to incentivize and protect whistleblowers. [read post]
16 Jan 2008, 12:15 am
Morgenthau, District Attorney, New York (Frank Glaser of counsel), for appellant. [read post]
14 Sep 2012, 9:45 am
The proposed rule highlights one of several provisions of the Dodd-Frank Act (“DFA”) authorizing the CFPB to examine and supervise nonbank “covered persons. [read post]
28 Feb 2012, 7:46 pm
This is an intellectually dishonest clown who alleged recently that critics of Dodd-Frank are only trying to protect Wall Street. [read post]
