Search for: "National Securities Clearing Corporation"
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21 Sep 2010, 5:25 am
The argument was a twist on a previously stated defense outlined in earlier court documents -- that a high intake of caffeine rendered Woody Will Smith temporarily insane and unable to form the intent to kill his wife.Judge Clears SEC's Fraud Case for Trial Against Former Countrywide ExecsThe American LawyerRejecting the defendants' "truth in the market" defense, a Los Angeles federal judge has denied motions for summary judgment by ex-Countrywide CEO Angelo Mozilo and… [read post]
20 Sep 2010, 7:13 am
In fact, comparing a proceeding before Civil Court with an Arbitration proceeding, the procedure before Civil Court appears to be clear and certain. [read post]
20 Sep 2010, 6:51 am
In fact, comparing a proceeding before Civil Court with an Arbitration proceeding, the procedure before Civil Court appears to be clear and certain. [read post]
20 Sep 2010, 6:36 am
As is clear from the associate hiring trends, discussed below, the traditional transactional practices remain where the bulk of the hiring is occurring. [read post]
19 Sep 2010, 8:02 pm
Department of the Treasury; the Federal Deposit Insurance Corporation; the Federal Housing Finance Agency; all of the Federal Reserve banks; the Board of Governors of the Federal Reserve System; the National Credit Union Administration; the Office of the Comptroller of the Currency; the Securities and Exchange Commission; and the Bureau of Consumer Financial Protection established by the legislation. [read post]
17 Sep 2010, 7:47 am
Out of all the people busted for a sex crime above, how many do you remember seeing on the national media, news paper, or radio? [read post]
16 Sep 2010, 7:06 pm
LARACH and GREAT AMERICAN CORPORATION, Plaintiff, v. [read post]
16 Sep 2010, 2:06 pm
(OTCQB: SPDE), and both 3M Company and Siemens Corporate Research, a division of Siemens AG /quotes/comstock/13*! [read post]
16 Sep 2010, 2:49 am
This would be unacceptable in corporate America. [read post]
14 Sep 2010, 1:14 am
Way Cleared for Foreign Toyota Owners to Sue Over Acceleration Defects The National Law Journal A federal judge on Monday granted permission for millions of Toyota owners in foreign countries to file a separate consolidated complaint against Toyota Motor Corp. over claims associated with the unintended acceleration recalls. [read post]
13 Sep 2010, 4:41 pm
If, however, ESMA makes a final determination that, despite the CCP’s and national regulator’s approval, such contracts should not be subject to the mandatory clearing obligation, only then should a clearing member not have to clear such contracts. [read post]
13 Sep 2010, 8:16 am
The Department of State also made clear that the exemption applies only to the sending or taking of technical data by a U.S. person who is an employee of a U.S. corporation or U.S. [read post]
12 Sep 2010, 10:56 am
(k) "Ownership interest" or "investment interest" shall mean an interest through equity, debt, or other means, but shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock exchange or on the American stock exchange, or is a national market… [read post]
12 Sep 2010, 5:10 am
(p. 43) The question of jurisdiction is not, in fact, as clear as this quote suggests and I have looked at the matter in some detail here. [read post]
11 Sep 2010, 9:26 pm
Section 3 provides that an ownership interest or an investment interest:[1] (a) may be through equity, debt or other means; but (b) shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock… [read post]
11 Sep 2010, 10:04 am
But as time went on, and the litigation bogged down in myriad lawsuits, it became clear that this was not enough: local pledges were going down, not up, all the while that local legal expenses w [read post]
9 Sep 2010, 1:13 am
SEC Judge Finds Investment Bank GC Was Not Negligent in Supervising Rogue Broker The National Law Journal The former general counsel of investment bank Ferris, Baker Watts appears to be off the hook after a Securities and Exchange Commission administrative law judge ruled Wednesday that he did not fail to reasonably supervise a rogue broker. [read post]
8 Sep 2010, 9:23 am
Offers Early Case Assessment Technology for eDiscovery - http://tinyurl.com/39tavm6 Mobile Authentication Technology Company FireID Raises $6.4 Million - http://t.co/7vZLaNR National Bureau of Economic Research Content Available through EBSCO Discovery Service - http://tinyurl.com/29kdmf5 New Dawn Technologies Releases New e-Solution JusticeWeb - http://tinyurl.com/2a6ejrw RIM Confirms DataViz Acquisition - http://tinyurl.com/26amqa2 Salesforce.com Launches Chatter Mobile Apps for Apple,… [read post]
8 Sep 2010, 2:57 am
Among the few things that are clear at this point is that some of the proposed reforms were not incorporated into the final version of the Act. [read post]
7 Sep 2010, 9:24 am
– Market Watch, September 3, 2010 American Vanguard Corporation /quotes/comstock/13*! [read post]
