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20 Apr 2011, 7:45 am
Massey also says the “new” committee is made up entirely of independent members — which is presumably technically true under the New York Stock Exchange’s rules. [read post]
8 May 2022, 5:43 am
The Lawsuit On May 6, 2022, a plaintiff shareholder filed a securities class action lawsuit in the Eastern District of New York against Arquit; certain of its directors and officers; and several former directors and officers of the SPAC. [read post]
20 Mar 2009, 1:19 am
Feds Ordered to Give Defense List of Alleged Dreier Victims
New York Law Journal
The government must hand over the names of companies and individuals who allegedly fell prey to indicted attorney Marc Dreier's fraud, New York federal Judge Jed Rakoff ruled at a status conference Thursday, saying that any privacy right that individuals have is outweighed by Dreier's need to fairly respond to the charges levied against him. [read post]
19 Feb 2013, 2:38 pm
He established a new "reinsurance company" in Bermuda in April, that turned around in June and put the money invested in it back into Paulson's hedge funds in New York, as a portfolio of insurance "reserves" to be held to pay off insurance risks that go bad. [read post]
1 Sep 2009, 3:01 am
Citigroup Subprime ERISA Class Action Dismissed: Following close on the heels of his dismissal of the Citigroup subprime-related derivative lawsuit (about which refer here), on August 31, 2009, Southern District of New York Judge Sidney Stein granted the defendants’ motion to dismiss the Citigroup subprime-related ERISA class action as well. [read post]
28 Feb 2010, 6:29 am
The current corporate governance landscape includes proposed or actual reforms to these areas from federal legislation, SEC rule-making, state corporate legislation, changes to New York Stock Exchange rules, and stockholder proposals. [read post]
3 Oct 2021, 11:43 am
” The plaintiff alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
14 Feb 2012, 12:39 pm
Attorney’s Office for the Southern District of New York. [read post]
16 Oct 2012, 8:36 am
Among other things, Joe refers to the questions that the New York case has raised as “the story of the year. [read post]
1 Aug 2014, 3:38 am
In May 2010, the company conducted an Initial Public Offering of American Depositary Shares on the New York Stock Exchange. [read post]
22 Apr 2009, 11:00 am
The proposed amendments (PDF File Information) have been submitted to the Department of State and are scheduled for publication in the New York State Register in the next few weeks. [read post]
15 Aug 2018, 7:43 am
These intangibles are not included in our measure of corporations’ capital stocks, for lack of data about their market value [read post]
26 Jun 2011, 4:47 pm
Last year, KKR & Co. began trading on the New York Stock Exchange. * * * There is more to come. [read post]
31 Aug 2021, 11:11 am
(Melissa Eddy, The New York Times). [read post]
23 Feb 2020, 4:17 am
Going to jail AND having a billion dollar shareholder suit AND having to recast your earnings while you watch your stock tank. [read post]
17 Jan 2011, 3:13 pm
Likewise, I cannot locate a New York statute specifically on lawsuit finance, but expect it would reside in New York Code, General Obligations, 5-501 - 5-531. [read post]
6 Oct 2015, 3:05 am
They contended that there was insufficient evidence that the tipper received any personal benefit in exchange for the tip, and, in any event, that they certainly did not know of any such benefit. [read post]
28 Apr 2010, 12:40 pm
According to Deadline New York: Pulling together life rights deals to make fact-based feature films can be insaaaaaaaaaaane. [read post]
12 Jan 2011, 7:48 am
They can underwrite stocks and bonds, but they won't have the licenses to trade those securities in the secondary market. [read post]
20 Sep 2023, 5:50 am
District Court for the Southern District of New York against CS Disco, Inc. [read post]
