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18 Dec 2007, 12:14 pm
District Court for the Southern District of New York against Joseph P. [read post]
17 Dec 2007, 9:20 am
According to The New York Times' Gretchen Morgenson, the report will indicate that the SEC frequently ignored referrals of trading violations from this nation's stock and options exchanges. [read post]
10 Dec 2007, 5:38 am
Update: New York Times article More stories from Google News [read post]
7 Dec 2007, 7:21 am
Since 2003, the New York Stock Exchange has required companies to have a pay committee that is composed entirely of independent directors. [read post]
6 Dec 2007, 8:26 am
"There are still more to come," Linda Thomsen, the SEC's enforcement director, said at a Nov. 10 law conference in New York, according to Bloomberg News. [read post]
5 Dec 2007, 4:52 am
Lehman Brothers is getting into the floor specialist business at the New York Stock Exchange — at the attractive price of zero dollars. [read post]
4 Dec 2007, 5:04 am
Lehman Brothers said Tuesday it would buy assets from Dutch specialist market maker Van der Moolen including its New York Stock Exchange portfolio. [read post]
3 Dec 2007, 4:10 am
NYSE Entitled to Absolute Immunity Against Class Action’s Regulatory Violations Claims but District Court Misinterpreted Rule 10b-5 Case Law Regarding Standing in Dismissing Balance of Class Action Complaint thus Necessitating Remand as to those Claims Second Circuit Holds Plaintiffs filed a class action against the New York Stock Exchange (NYSE) seeking damages for its alleged failure to “regulate and provide a fair and orderly… [read post]
30 Nov 2007, 4:33 am
Nelson Chai, chief financial officer of the New York Stock Exchange owner, is in advanced talks to take a key position at Merrill, The Journal said, adding [...] [read post]
28 Nov 2007, 11:31 am
[…] The New York State Teachers’ Retirement System, with $100 billion in assets, also disclosed plans to cut its target rate for U.S. stocks to 46% from 51%. [read post]
28 Nov 2007, 5:18 am
The transatlantic exchange NYSE Euronext expects United States companies with New York Stock Exchange listings to seek secondary listings in Amsterdam, a Dutch newspaper quoted a NYSE Euronext board member as saying on Wednesday. [read post]
26 Nov 2007, 9:00 am
This week brings news that Tommy Hilfiger Corp., which left the New York Stock Exchange to go private in 2006, may go public again, this time on the Amsterdam exchange. [read post]
22 Nov 2007, 3:02 am
Link: Western Union Empire Moves Migrant Cash Home - New York Times. [read post]
20 Nov 2007, 10:27 am
New York Stock Exchange is known for its capability to raise large amount of funds, but US has the most restrictive security regulations, which made it difficult for most Chinese companies. [read post]
20 Nov 2007, 8:50 am
The moves comes as KKR nears a $1.25 billion initial public offering to list its shares on the New York Stock Exchange. [read post]
16 Nov 2007, 12:55 am
Copies of the final prospectus supplement together with the accompanying prospectus can be obtained at the SEC's website at http://www.sec.gov or from Wachovia Capital Markets, LLC, attention: Equity Syndicate Department, 375 Park Avenue, New York, NY 10152 or at equity.syndicate@wachovia.com. [read post]
16 Nov 2007, 12:02 am
Panel Upholds Convictions of Former Tyco Executives
New York Law Journal
A New York appellate court has upheld the convictions of former Tyco International executives L. [read post]
15 Nov 2007, 7:35 am
While his previous position as the head of the New York Stock Exchange — now NYSE Euronext — was prestigious and high profile, Mr. [read post]
15 Nov 2007, 5:15 am
United States Attorney Southern District of New York’s Public Information Office, Former Chief Financial Officer of SafeNet, Inc. [read post]
15 Nov 2007, 5:03 am
Fix-It by revitalizing the embattled New York Stock Exchange. [read post]
