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20 Jan 2024, 9:24 pm
” Greater Georgia Amusements, LLC v. [read post]
10 Sep 2021, 6:17 am
Securities and Exchange Commission, on Saturday, September 4, 2021 Tags: Financial reporting, Information asymmetries, Information environment, Misconduct, Restatements, SEC, SEC enforcement, Securities enforcement, Settlements SEC Sanctions Company for Hypothetical Cyber Risk Factor Posted by Robert Cohen, Michael Kaplan and Richard Truesdell, Davis Polk & Wardwell LLP, on Sunday, September 5, 2021 … [read post]
21 Feb 2017, 1:58 pm
(Manuel Balce Ceneta/Associated Press) Tuesday, in Perry Capital LLC v. [read post]
14 Oct 2019, 10:36 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
26 Sep 2011, 5:00 am
Barr Rosenberg Research Center LLC was the registered investment adviser. [read post]
16 Oct 2019, 3:55 am
Aurelius Investment, LLC, which asks whether the members of Puerto Rico’s Financial Oversight and Management Board were appointed in violation of the Constitution’s appointments clause. [read post]
3 Dec 2015, 6:26 am
Franchising, like the sale of securities, is a highly regulated type of financial arrangement. [read post]
28 Oct 2016, 1:00 am
Krimminger, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, October 22, 2016 Tags: Banks, Deposit insurance, Exchange Act, FDIC, Financial institutions, Financial regulation, Financial technology,Innovation, OCC, Securities regulation, State law Are Friday Announcements Special? [read post]
11 Aug 2023, 12:49 pm
The White Law Group Could Help You The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle Washington. [read post]
1 Jul 2022, 1:57 pm
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
30 Dec 2021, 8:54 am
Financial control - One spouse may have primary or complete control over a couple’s finances and use their knowledge of financial affairs to prevent the other party from fully understanding the terms of a postnuptial agreement. [read post]
18 Jul 2007, 9:09 am
Liao are also implicated (AOB Commerce, Inc., AOB Asia Fund I, LLC, AOB Management, Inc., AOB Transportation, Inc., AOB Vacations, Inc., and AOB Media, Inc.). [read post]
8 Feb 2021, 9:50 am
As with the fund managed by the Consumer Financial Protection Bureau, this proposed civil penalty fund would allow the FTC to use restitution obtained in one case to make victims whole in other civil penalty cases. [read post]
1 Jan 2022, 8:20 am
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
1 Apr 2022, 12:16 pm
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
29 Mar 2023, 6:41 am
In what may be the initial shoe to drop in a possible ongoing larger financial investigation, Bragg has zeroed in on a set of activities that occurred in the course of the 2016 presidential campaign. [read post]
22 May 2012, 1:37 pm
In addition to Hutcheson, defendants include Hutcheson Walker Advisors LLC; Green Valley Holdings LLC; and the Retirement Security Plan and Trust, formerly known as the Pension Liquidity Plan and Trust. [read post]
10 Jan 2024, 9:01 pm
NAC Found., LLC, 512 F. [read post]
4 Apr 2013, 6:48 pm
Under new CFTC rules, investment funds that are U.S. persons may need to report swaps when trading with (i) other financial entities that are not swap dealers, (ii) non-financial entities or (iii) non-U.S. swap dealers. [read post]
3 Jan 2024, 1:36 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
