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20 Sep 2006, 11:32 am
Since correct valuation is a cornerstone of risk management, he reasoned, this illiquidity makes risk management more difficult.Interestingly, he observed that recently there have been instances of mismarking by traders of their derivatives books, leading to large losses for the banks involved. [read post]
13 Jun 2011, 7:21 am
First Derivative Traders, the Court 5-3 held that “Because the false statements included in the prospectuses weremade by Janus Investment Fund, not by JCM, JCM and JCG cannotbe held liable in a private action under Rule 10b–5. [read post]
1 Mar 2012, 1:42 am
We advise a broad range of clients, ranging from banks, insurance companies, fund managers, asset managers, corporate finance boutiques, brokers, traders, exchanges and fund platforms. [read post]
6 Aug 2024, 3:45 am
For example, anyone who has practiced in capital markets generally knows that you do not want to price an IPO in the last few weeks of August, because traders and investors tend to go on vacation and market trading thins out. [read post]
28 Aug 2009, 11:03 am
Trader Joe’s? [read post]
10 Mar 2008, 4:32 pm
This increase suggests that traders are expecting larger downward price movements in Bear Stearns' stock price. [read post]
11 Apr 2018, 11:00 am
We traveled to Vietnam and Laos to meet with a number of ivory traders in person, confirming that they were actively selling ivory and other endangered wildlife products. [read post]
9 Mar 2011, 4:31 pm
I guess all it took was a little public/political scrutiny to put the new "free trader" version of USTR right back in the ol' mercantilist closet. [read post]
20 Nov 2020, 3:01 pm
By operation of these plans, therefore, trading could occur while there was in fact non-public information, in that the trader was not acting in unfair reliance upon it; however, sometimes the selling executive stepped in to stop a trade that perhaps would not have been economically advantageous. [read post]
8 Dec 2011, 9:59 pm
These changes include the following: • Increase of $131 to $140 for the fee charged for the processing of an application for most non-petition-based nonimmigrant visas (Machine-Readable Visas or MRVs) and adult Border Crossing Cards (BCCs) • New tiers of the application fee for certain categories of petition-based nonimmigrant visas, including treaty trader and investor visas • Increase from $13 to $14 for the BCC fee charged to Mexican citizens under age 15 who apply in… [read post]
14 Jun 2010, 6:00 am
Wall Street’s tumultuous 1980s, as witnessed by a young bond trader. 7. [read post]
7 Feb 2011, 12:29 pm
Wall Street’s tumultuous 1980s, as witnessed by a young bond trader. 9. [read post]
20 Aug 2011, 5:06 pm
The EB 5 investor visa is open to petitioners who are not necessarily from treaty-trader countries such as with an E-1 or E-2. [read post]
15 May 2008, 8:55 am
My father and his brothers were traders, businessmen; in their own way they had to keep up with the times. [read post]
7 Jun 2012, 6:48 am
Commodity traders of all stripes must keep this fact in mind in designing their post-Dodd Frank compliance programs, given that the fountainhead of this particular enforcement action is CFTC Rule 180.1, the new Dodd-Frank anti-manipulation rule. [read post]
17 Apr 2007, 12:18 pm
Often, a trader confronting a thief is surrounded by a jeering and threatening mob, and retreat to the store is the only safe option. [read post]
9 Dec 2009, 11:45 am
One trader even called Brookstreet's program a "scam. [read post]
3 Feb 2011, 6:53 am
Consulting firms, hedge funds, traders, and corporate executives should consult an experienced law firm as early as possible when it is determined a firm is being targeted by federal investigators. [read post]
23 Nov 2015, 7:42 am
Ed. 2d 254 (2008) and ignored Nafta Traders v. [read post]
22 Dec 2011, 2:17 pm
So he might have done okay, especially because his buy and hold strategy would have avoided a lot of transaction fees that erode the return of more frequent traders. [read post]
