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15 Feb 2016, 11:28 am by Adam Weinstein
Among those funds is First Trust MLP and Energy Inc (NYSE:FEI) with $943 million in assets. [read post]
14 Feb 2016, 8:04 pm by Michael Kline
As the backdrop for her article, Marla used the $250,000 settlement of the Federal Trade Commission (the “FTC”) with Henry Schein Practice Solutions, Inc. [read post]
11 Feb 2016, 1:30 pm by Marie-Andree Weiss
It has been reportedin 2013 that the National Football Association Players Association advised agents to recommend that their clients secure a release from the tattoo artist, and even to track down the artists who have done their previous tattoos to secure such release as well. [read post]
8 Feb 2016, 10:08 am by Adam Weinstein
From November 2005 until April 2009 Keyes was associated with FSC Securities Corporation. [read post]
6 Feb 2016, 1:27 pm by Stephen Bilkis
In this case, the attorney has supplied the court with an affirmation of legal services and a supplemental affirmation of legal services, and it shows that the attorney rendered more than 106 hours of legal services of a partner, associate and paralegal at various hourly rates. [read post]
3 Feb 2016, 10:24 am by Beth Graham
The parties’ Legal Representation Agreement included an arbitration clause that stated any disputes must be resolved through binding arbitration governed by the laws of the State of Texas, held in Bexar County, Texas, using the American Arbitration Association’s Commercial Arbitration Rules. [read post]
3 Feb 2016, 9:42 am by Malecki Law Team
Our thorough knowledge of securities law’s history and fine points makes us ideal consultants for investors who have suffered losses due to misadvice from their broker or other financial counsel. [read post]
3 Feb 2016, 7:27 am by Green, Schafle & Gibbs
King did not have a reasonable basis to believe that such transactions were suitable for any investor.Wedbush Securities Inc. was censured, fined $130,000, and required to remediate its supervisory violations. [read post]
2 Feb 2016, 1:39 pm by F. Paul Pittman
In November 2014, the Alliance of Automobile Manufacturers, Inc., and the Association of Global Automakers, Inc., published the Consumer Privacy Protection Principles: Privacy Principles for Vehicle Technologies and Services. [read post]
1 Feb 2016, 2:22 pm by Adam Weinstein
Prior to that, Zeltser was discharged from Pointe Capital, Inc. for violating the firm’s advertising policy and the use of unapproved communications. [read post]
28 Jan 2016, 2:56 pm by Adam Weinstein
Finally, since May 2014, McHale has been associated with PHX Financial, Inc. out of the firm’s New York, New York office location. [read post]