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15 Sep 2015, 8:43 am by John Fullerton III
Neo@Ogilvy LLC that an employee who reports an alleged securities violation only to his or her employer, and not to the SEC, is nevertheless covered by the anti-relation protections afforded by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”). [read post]
15 Jun 2022, 12:55 pm by jeffreynewmanadmin
Sewell was allegedly aware that the district was facing at least a $25 million budget shortfall, but he misled a credit rating agency regarding the magnitude of the expected shortfall. [read post]
19 Jun 2012, 8:33 am by William McGrath
" It is interesting to note that there is no parallel case brought by the SEC as of yet (and the DOJ's press release acknowledged the involvement of other agencies in the investigation, but not the SEC). [read post]
26 Sep 2011, 7:14 am by McNabb Associates, P.C.
The companies were Escrow Closing Services, LLC, Paradigm Escrow and Title, LLC, Colorado County and Community Title, LLC, Real Estate Title, LLC, Transaction Coordinator Services, LLC, and G-4 Holding Company, LLC. [read post]
26 Sep 2011, 7:14 am by McNabb Associates, P.C.
The companies were Escrow Closing Services, LLC, Paradigm Escrow and Title, LLC, Colorado County and Community Title, LLC, Real Estate Title, LLC, Transaction Coordinator Services, LLC, and G-4 Holding Company, LLC. [read post]
Anti-Doping Agency, Major League Baseball and the National Football League, due to its strong stimulant properties. [read post]
18 Jun 2010, 8:00 am by J Robert Brown Jr.
The Letter included little more than a handful of anecdotal examples of SEC personnel leaving the agency and suddenly representing clients with business before the Agency. [read post]
18 Aug 2015, 7:50 am by Matthew Schoonover
Santa Rita, LLC filed a pre-award GAO bid protest challenging the terms of the solicitation. [read post]
26 May 2020, 8:57 pm by Scott McKeown
The Agency explains (here) that this change is necessitated by: Stakeholder feedback received in party and amicus briefing as part of the Precedential Opinion Panel (POP) review in Hulu, LLC v. [read post]