Search for: "DIVISION OF RISK MANAGEMENT"
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4 Apr 2014, 3:27 am
As part of this aggressive enforcement paradigm, FinCEN added a stand-alone Enforcement Division in June 2013 in a major internal reorganization, and FinCEN also started placing emphasis on corporate and individual responsibility with respect to BSA/AML compliance. [read post]
10 Jun 2007, 10:18 am
As bad as the Stros have been this season, they remain only six games behind the division-leading Brewers (33-29) in the loss column. [read post]
6 Apr 2018, 2:35 pm
Cyracom responded that Cyracom Affiliate was a wholly-owned subsidiary of Cyracom, that “its services are provided and managed by the parent company,” and that Cyracom “uses its divisions ‘[Cyracom Affiliate]’ and ‘CyraCom’ for marketing to different industries. [read post]
24 Jul 2017, 3:41 am
After all, it was the mortgage lender that likely required the transition from partnership to LLC as a condition of the loan, among other reasons, precisely to avoid the risk associated with a general partner’s unfettered right to dissolve the partnership at any time for any reason. [read post]
21 Dec 2017, 6:00 am
PNC was allowed to keep the two year worth of fees. $700,000 of fees was at risk for that $1000 contribution. [read post]
18 Feb 2016, 5:00 am
The division of duties within and between institutions may span a spectrum, such that some may be considered asset owners and others asset managers. 6. [read post]
29 Mar 2018, 2:55 pm
Cyracom responded that Cyracom Affiliate was a wholly-owned subsidiary of Cyracom, that “its services are provided and managed by the parent company,” and that Cyracom “uses its divisions ‘[Cyracom Affiliate]’ and ‘CyraCom’ for marketing to different industries. [read post]
19 Jul 2010, 5:39 pm
If you need help with human resources or other management, concerns, wish to ask about compliance, risk management or training, or need legal representation on other matters please contact Cynthia Marcotte Stamer here or (469)767-8872. [read post]
23 May 2011, 7:57 am
” The DPA, which has a two-year term, requires Tenaris to disgorge profits plus prejudgment interest totaling more than $5.43 million; provide the SEC with a written compliance certification in advance of the DPA’s expiration; review and, if appropriate, update its Code of Conduct on an annual basis; require each director, officer, and management-level employee to certify annually his or her compliance with the Code of Conduct; and conduct FCPA training for all officers and… [read post]
10 Mar 2017, 1:06 pm
But this division is not a simpleminded application of Marxist notions of class struggle physically manifested. [read post]
28 Mar 2019, 3:00 pm
Is the objective to manage and control or to coordinate? [read post]
25 Feb 2022, 5:01 am
Political parties and national media identified these issues as the key elements to address given the outgoing administration’s controversial security management and the escalation of violence in southern Chile. [read post]
18 May 2018, 3:56 am
As an initial matter, the risks faced by innovators are consistent with the "speculative investments" always made by technology and product developers; in contrast, implementers are vulnerable to paying supra-competitive royalties based on the entire value of the product, not on the value of the patented technology. [read post]
22 Jul 2019, 11:23 am
Responsibilities include, but are not limited to: • Managing administrative activities related to fiscal management, procurement, and other administrative and support services; • Assisting with research, writing, and publishing NSI research and advocacy papers and other written materials; • Interacting with NSI leadership and staff, as well as media, general public, and government officials to plan and coordinate activities • Planning and coordinating NSI events… [read post]
6 Jul 2023, 2:55 am
Even if you want to go down the “UPC road”, the competent UPC division might want you to briefly discuss and summarize national requirements (at least with respect to some UPC member states) for obtaining a PI in the UPC system. [read post]
26 Jun 2010, 4:59 pm
Tough to Get Too Big: Makes recommendations to the Federal Reserve for increasingly strict rules for capital, leverage, liquidity, risk management and other requirements as companies grow in size and complexity, with significant requirements on companies that pose risks to the financial system. [read post]
3 Apr 2014, 12:30 pm
Bay Area Air Quality Management Dist., S213478. [read post]
8 Nov 2019, 7:22 am
Director, Division of Taxation, and Commissioner, Department Of Banking and Insurance.[2] Of critical importance is that the Johnson case found that the NRRA allows, but does not require, the home state to tax nonadmitted insurance on 100% of the risk under a directly procured insurance policy. [read post]
30 Mar 2020, 4:59 am
UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF OHIO EASTERN DIVISION AT COLUMBUS In re: NASHEL : : : : : Jose J. [read post]
5 Feb 2010, 6:05 am
By encouraging banks to take themselves off the regulatory radar, the Volcker Rules could actually increase systemic risk. [read post]
