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16 Feb 2007, 7:48 am
Cisco, which had opposed option expensing, requested SEC approval in early 2005 to sell a derivative developed by Morgan Stanley. [read post]
17 Sep 2021, 11:50 am
For more information on the firm’s investigation, please see the following: UBS Yield Enhancement Strategy | Securities Investigation UBS YES Strategy Lawsuits Morgan Stanley Harvest CYES Investment Losses The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois. [read post]
5 Feb 2019, 5:55 pm
In particular, SSEK has worked with investors who purchased Puerto Rico investments from Popular Securities, UBS Puerto Rico (UBS-PR), Oriental Bank, Morgan Stanley (MS), Santander Securities (SAN), Barclays (BARC), Merrill Lynch (BSC), GMS and many others. [read post]
21 Feb 2007, 3:48 pm
" Staid institutions seem to appear daily in the pages of Daily Variety or The Hollywood Reporter - Goldman Sachs ($210 million deal with Lionsgate Films, Variety Jan 17, 2007), Morgan Stanley ($200 million deal with Focus Pictures and $150 million deal with Paramount Vantage, THR, Jan 26, 2007) and Royal Bank of Scotland ($350 million deal with New Line Cinema, THR Feb 1, 2007) are just the latest of these reported financing deals in the hundreds of millions of dollars. [read post]
27 Apr 2022, 12:56 pm
Jeanette Stofleth Cetera Investment Services LLC Morgan Stanley Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
28 Aug 2017, 10:15 am
Before, adviser brokers at Morgan Stanley or Merrill Lynch had a much lower standard of care to clients and sold products in IRAs that were merely “suitable” but could make brokers more money from high commissions. [read post]
18 Jan 2011, 5:00 am
We would be much worse off today if Citibank or Morgan Stanley followed Lehman into bankruptcy. [read post]
24 Aug 2012, 12:06 pm
Well, they expend a lot of effort trying to value the firm correctly (I'm looking at you, Morgan Stanley), because in a firm-commitment offering they take on the "risk" that they won't be able to unload the shares they buy from the company and offer to the public. [read post]
29 Aug 2011, 8:44 am
Here's a look at the top ten companies in terms of the bailout and how much each company received in loans from the government, according to Bloomberg: Morgan Stanley: $107 Billion Citigroup: $99.5 Billion Bank of America: $91.4 Billion Royal Bank of Scotland Group: $84.5 Billion State Street Corp.: $77.8 Billion USB AG: $77.2 Billion Goldman Sachs Group Inc: $69 Billion JPMorgan Chase & Co.: $68.6 Billion Deutsche Bank AG: $66 Billion Barclays Plc: $64.9… [read post]
10 Jan 2011, 8:39 am
Stanley and Linda Perkins of San Diego, California fought for two years over Gigi, a mix of pointer and greyhound. [read post]
21 Mar 2024, 12:48 pm
The defendant banks included: Bank of America, Barclays, Citigroup, JPMorgan Chase, Morgan Stanley, Fifth Third Bancorp, BMO, and William Blair. [read post]
25 Oct 2023, 8:05 am
Morgan Stanley Timothy Claypool Northwestern Mutual Investment Services, LLC Farmers Financial Solutions, LLC Ebony Parks LPL Financial LLC Wells Fargo Clearing Services, LLC Rashawn Russell Deutsche Bank Securities Inc. [read post]
26 Oct 2023, 7:49 am
Morgan Stanley Timothy Claypool Northwestern Mutual Investment Services, LLC Farmers Financial Solutions, LLC Ebony Parks LPL Financial LLC Wells Fargo Clearing Services, LLC Rashawn Russell Deutsche Bank Securities Inc. [read post]
6 Apr 2024, 4:12 pm
This cybersecurity fiasco, dissected in depth by the CSRB, reveals not only the shortcomings of one of the world’s most influential companies but also underscores the audaciousness of state-sponsored hacking groups like Storm-0558, which have been compromising entities like Google, Yahoo, Dow Chemical, and Morgan Stanley since at least 2009. [read post]
9 Oct 2009, 7:12 am
By contrast, Morgan Stanley's Saxon Mortgage Servicing has modified 39% of eligible loans through HAMP, and even Wells Fargo, which owns Wachovia, has modified 11% of its eligible loans through the program. [read post]
3 Feb 2012, 3:00 am
The case involves claims by a group of Singapore investors assering various claims against Morgan Stanley and various affiliates alleged fraud and other state-law claims relating to credit-linked notes. [read post]
24 May 2019, 7:25 am
From June 2013 until November 2013 Greenfield was registered with Morgan Stanley. [read post]
28 Jun 2009, 10:56 am
• Both UBS and Morgan Stanley are expected to post second quarter losses. [read post]
3 Dec 2007, 5:15 am
See Roundtable Discussion on Proxy Voting, Securities and Exchange Commission, Thursday, May 24, 2007 (statement by Rob O’Connor, managing director, Morgan Stanley). [read post]
16 Dec 2007, 10:00 pm
Rev. 1109 (2007) --Morgan Cloud, Ignorance and Democracy, 39 Tex. [read post]
